Jeffrey S. Clapp
Professional summary
Jeffrey S Clapp, who also goes by Jeffrey Stewart Clapp, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2012. Jeffrey has worked at 6 firms and has passed the Series 63, Series 66, Series 6TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey S Clapp's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2023 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153August 29, 2018 - January 22, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
July 21, 2017 - September 27, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 21, 2017 - September 27, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 11, 2014 - August 8, 2017
PRINCIPAL SECURITIES, INC.
June 3, 2014 - August 8, 2017
PRINCIPAL SECURITIES, INC.
December 21, 2012 - May 27, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 20, 2012 - May 27, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2023)
(5/18/2023)
Exams
Series 6TO
Date: 4/6/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 12/22/2022
General Securities Representative ExaminationFINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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