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JB

Jonathan A Brosk

CRD# 6112469·Registered 2012 - 2016
Barred: Jonathan A Brosk was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Jonathan A Brosk was a registered financial advisor. Jonathan was a previously registered financial advisor and started their career in finance 2012 - 2016. Jonathan had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

Past

REBELLION ASSET MANAGEMENT, LLCPast·CRD# 282209
RIA
Chicago, IL
January 26, 2016 - October 4, 2016
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
RIA
Chicago, IL
December 11, 2012 - February 1, 2016
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Chicago, IL
November 7, 2012 - February 1, 2016

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Current Firm

RA
REBELLION ASSET MANAGEMENT, LLC

NAJARIAN FAMILY OFFICE, LLC | REBELLION ASSET MANAGEMENT, LLC

CRD#: 282209
California
Registered Investment Advisory firm - California (6/26/2018 Approved)
Colorado
Registered Investment Advisory firm - Colorado (6/1/2018 Approved)
Florida
Registered Investment Advisory firm - Florida (11/1/2016 Approved)
Illinois
Registered Investment Advisory firm - Illinois (1/6/2016 Approved)
Indiana
Registered Investment Advisory firm - Indiana (12/2/2020 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (4/8/2024 Approved)
New Hampshire
Registered Investment Advisory firm - New Hampshire (12/10/2021 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (9/12/2019 Approved)
New York
Registered Investment Advisory firm - New York (10/5/2018 Approved)
South Carolina
Registered Investment Advisory firm - South Carolina (5/7/2021 Approved)
Texas
Registered Investment Advisory firm - Texas (10/11/2017 Approved)
Virginia
Registered Investment Advisory firm - Virginia (3/24/2021 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

223 W Jackson Blvd. Suite 500, Chicago, IL 60606

Phone Number

(312) 878-3147

# of Employees

6

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

150

AUM (Assets Under Management)

$91,768,847

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2012About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2012About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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