Jonathan A. Brosk
Professional summary
Jonathan A Brosk was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jonathan is a previously registered financial professional and started their career in finance in 2012. Prior to being barred, Jonathan had worked at 2 firms, which includes NAJARIAN FAMILY OFFICE LLC, UBS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2016 - October 4, 2016
NAJARIAN FAMILY OFFICE, LLC
December 11, 2012 - February 1, 2016
UBS FINANCIAL SERVICES INC.
November 7, 2012 - February 1, 2016
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
NAJARIAN FAMILY OFFICE, LLC
CRD#: 282209 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 132 |
| AUM (Assets Under Management) | $ 67,248,426 |
Red Flags
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