Joshua D. Martin
Professional summary
Joshua David Martin, who also goes by Josh D Martin, is a registered financial professional currently at VOYA FINANCIAL ADVISORS, INC. located in North Walpole, New Hampshire.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2012. Joshua has worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua David Martin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2022 - Present
VOYA FINANCIAL ADVISORS, INC.
April 30, 2021 - August 14, 2021
J.P. MORGAN SECURITIES LLC
October 1, 2012 - August 25, 2016
J.P. MORGAN SECURITIES LLC
September 19, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2022)
Exams
Series 7TO
Date: 5/8/2023
General Securities Representative ExaminationSeries 6TO
Date: 4/30/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
