David A. Sigg

DARA CAPITAL US

Miami, FL 33131-3302

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CRD#: 6112302

Professional summary

David Adrian Sigg, who also goes by David Sigg, is a registered financial advisor currently at DARA CAPITAL US, INC. located in Miami, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Sigg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DARA CAPITAL AG, R�MISTRASSE 3, ZURICH, SWITZERLAND 8001. DARA CAPITAL AG IS AN INVESTMENT ADVISER, AND I DEVOTE ONLY OCCASIONAL HOURS PERFORMING PORTFOLIO MANAGEMENT AND ANALYSIS SINCE JOINING THE FIRM IN MARCH 2010. I OWN AN EQUITY INTEREST IN DARA CAPITAL AG, AND DARA CAPITAL AG IS THE SOLE OWNER OF DARA CAPITAL US, INC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Adrian Sigg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2013 - Present

DARA CAPITAL US, INC.

Office #1: 1395 Brickell Ave Suite 800, Miami, FL 33131-3302

RIA

CRD#: 153544

Miami, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DARA CAPITAL US, INC.

CRD#: 153544 / SEC#: 801-71575

RIA

Registered Investment Advisory firm - (6/21/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/16/2021)

IAR

Texas
(4/2/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/20/2025

Uniform Investment Adviser Law Examination

Current Firm

DARA CAPITAL US, INC.

CRD#: 153544 / SEC#: 801-71575

RIA

Registered Investment Advisory firm - (6/21/2010 Approved)

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Contact information

Main Address

1395 Brickell Ave Suite 800, Miami, FL 33131-3302

Mailing Address

Phone number

(646) 779-9760

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DARA CAPITAL FORM ADV PART 2A (3/11/2025)

DARA CAPITAL FORM ADV PART 2B (3/11/2025)

Regulatory assets under management

Total Number of Accounts	61
AUM (Assets Under Management)	$ 515,856,837

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Sigg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Adrian Sigg's CRS (Customer Relationship Summary).

Certified licenses

Experience

DARA CAPITAL US, INC.

Primary Firm SEC Registration

DARA CAPITAL US, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/20/2025

Current Firm

DARA CAPITAL US, INC.

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DARA CAPITAL US, INC.

TRUST BUT VERIFY

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