David Adrian Sigg
Professional Summary
David Adrian Sigg, who also goes by David Sigg, is a registered financial advisor currently at DARA CAPITAL US, INC. located in Miami, Florida. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Sigg
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
DARA CAPITAL US, INC.
Contact Information
Main Address
1395 Brickell Ave Suite 800, Miami, FL 33131-3302Phone Number
(646) 779-9760# of Employees
3SEC notice filing (20 States and Territories)
Registered to provide investment advisory services in 20 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
58AUM (Assets Under Management)
$563,125,344Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
DARA CAPITAL US, INC.
State Registrations and Notice Filings
(5/16/2021)
(4/2/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view David Adrian Sigg's CRS (Customer Relationship Summary).
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