Shane B. Swearingen

TRUVESTMENTS CAPITAL LLC

LEWIS CENTER, OH

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CRD#: 6112288

Professional summary

Shane B Swearingen is a registered financial advisor currently at TRUVESTMENTS CAPITAL LLC located in Lewis Center, Ohio.

Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Shane has worked at 2 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) PARTNER/OWNER, SHANE & SHANE FINANCIAL; NON-VARIABLE INSURANCE SALES (HEALTH, DENTAL, VISION, DISABILITY); 40 HRS PER WEEK DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane B Swearingen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2018 - Present

TRUVESTMENTS CAPITAL LLC

RIA

CRD#: 291297

LEWIS CENTER, OH

Past

October 19, 2012 - September 5, 2014

ONEAMERICA SECURITIES, INC.

CRD#: 4173

DUBLIN, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUVESTMENTS CAPITAL LLC

ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT

CRD#: 291297 / SEC#: 801-112243

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/2/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 10/18/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRUVESTMENTS CAPITAL LLC

ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT

CRD#: 291297 / SEC#: 801-112243

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

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Contact information

Main Address

5391 Lakewood Ranch Blvd N Suite #303, Sarasota, FL 34240

Mailing Address

Phone number

(941) 753-3814

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRUVESTMENTS CAPITAL LLC ADV BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	2,712
AUM (Assets Under Management)	$ 601,243,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shane B. Swearingen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane B Swearingen's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUVESTMENTS CAPITAL LLC

ONEAMERICA SECURITIES, INC.

Primary Firm SEC Registration

TRUVESTMENTS CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/2/2018

Series 6

Date: 10/18/2012

Current Firm

TRUVESTMENTS CAPITAL LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUVESTMENTS CAPITAL LLC

TRUST BUT VERIFY

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