Larry P. Braswell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Preston Braswell, who also goes by Larry Braswell, Pete Braswell, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 2012. Larry had worked at 5 firms and has passed the Series 66, SIE, Series 34, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2017 - December 31, 2024
BRASWELL SERVICES, LLC
April 27, 2015 - October 11, 2016
MOMENTUM INDEPENDENT NETWORK INC.
April 17, 2015 - October 11, 2016
MOMENTUM INDEPENDENT NETWORK INC.
August 7, 2014 - December 15, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 7, 2014 - December 15, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 6, 2013 - April 24, 2013
LPL FINANCIAL LLC
December 13, 2012 - April 24, 2013
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRASWELL SERVICES, LLC
CRD#: 285553 / SEC#:
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 11/15/2016 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
