GH
Gregory J. Hanson
THRIVENT INVESTMENT MANAGEMENT
Beaver Bay, MN 55601
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CRD#: 6112065
GH
Professional summary
Gregory John Hanson is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Beaver Bay, Minnesota.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Gregory has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FINLAND MINNESOTA HISTORICAL SOCIETY POSITION: Board Member Secretary NATURE: Preserve and managehistorical site in Finland MN. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2014 ADDRESS: 5653 Little Marais Rd, Finland MN 55603, United States DESCRIPTION: Help make decisions on how to run the site. Take notes and report. Attend monthly board meetings. BEAVER BAY HOLDING COMPANY, LLC POSITION: I am a 50% owner of the building and an officer in BBHC, LLC NATURE: BBHC,LLC is the owner of a retail/office space that will be rented by Greg Hanson to be used as his Thrivent Financial ?office and by Adventure House, LLC an unaffiliated company. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2022 ADDRESS: 1108 Main St, Beaver Bay MN 55601, United States DESCRIPTION: Maintaining the building- hiring people or doing it myself.Collecting rent and utility payments.Paying property taxes, utilites, mortgage and insurance - my staff will be collecting rent and paying bills out of BBHC account so this won't take my time.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory John Hanson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory John Hanson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 12, 2017 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1008 Main Street, Beaver Bay, MN 55601RIA
BD
CRD#: 18387
Beaver Bay, MN
Current
December 21, 2012 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1008 Main Street, Beaver Bay, MN 55601RIA
BD
CRD#: 18387
Beaver Bay, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2019)
RR
Colorado(12/20/2016)
RR
Florida(1/3/2019)
RR
Michigan(6/11/2018)
RR
Minnesota(1/23/2013)
IAR
Minnesota(7/12/2017)
RR
South Dakota(5/14/2025)
RR
Texas(12/10/2018)
IAR
Texas(12/10/2018)
RR
Wisconsin(10/21/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
