DC
Deborah L. Clausen
THRIVENT INVESTMENT MANAGEMENT
Saint Cloud, MN 56303
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CRD#: 6112050
DC
Deborah Lynn ClausenTHRIVENT INVESTMENT MANAGEMENT
Professional summary
Deborah Lynn Clausen, who also goes by Deborah Clausen Corrigan, Debbie Clausen, Deborah Clausen Gerhardson, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Saint Cloud, Minnesota.
Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Deborah has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Aliases
Deborah Clausen Corrigan | Debbie Clausen | Deborah Clausen Gerhardson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MINOR OFFICIAL FOR ST CLOUD STATE UNIVERSITY MENS AND WOMENS HOCKEY. KEEPING STATS OF GOALS, PENALTIES, ETC. DURING GAMES. HAVE BEEN DOING THIS SINCE 1998. APPROXIMATELY 12 HOURS PER MONTH, ON EITHER FRIDAY NIGHTS AFTER 6PM, OR SATURDAYS. NON-INVESTMENT RELATED, AND NO GAMES DURING NORMAL BUSINESS HOURS. BIG BROTHERS BIGS SISTERS OF CENTRAL MINNESOTA POSITION: Board Member NATURE: BBBS is an organization that provides mentors to at risk youth in our local communities. As a board member, we provide guidance to the executive director, and help make decisions to improve the organization, and grow following the outline of the mission. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 09/17/2015 ADDRESS: 203 Cooper AveN Ste 162, Saint Cloud MN 56303 DESCRIPTION: As a board, we come alongside the executive director to help further the mission of the organization. The board meets once a month, and we review cash flow, vote on any necessary staff changes, review the organizational rules andguidelines, review the statistic reports, and offer insight and ideas where needed. We also help facilitate the committees for all areas of growth (fund development, events, executive, financial)There has been no voting for investments or finance relationships. If the need arises, I would abstain from the vote. WOMEN'S FUND ADVISORY BOARD POSITION: Advisory board member NATURE: Women's Fund is an arm of the Central MN Community Foundation. It is a non-profit that grants funds specifically to organizations that support women and girls; especially those facing adversity or in transition. In addition the Women's Fund chooses the Athena Award winner for Central MN each year. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2024 ADDRESS: 101 7th Ave S, Saint Cloud MN 56301, United States DESCRIPTION: We meet monthly to plan annual fundraiser, review grant requests and set goals. TRAVEL BOOKING - SELF POSITION: Travel Agent - Self NATURE: Booking personal travel for self, friends and family. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/18/2025 ADDRESS: 24331 17th Ave, Saint Augusta MN 56301, United States DESCRIPTION: Ability to book my personal travel/trips, as well as for friends and family.
CRS (Client Relationship Summary) - RIA
Click below to view Deborah Lynn Clausen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Deborah Lynn Clausen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2700 1st Street N, Saint Cloud, MN 56303RIA
BD
CRD#: 18387
Saint Cloud, MN
Current
November 7, 2012 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2700 1st Street N, Saint Cloud, MN 56303RIA
BD
CRD#: 18387
Saint Cloud, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/2/2018)
RR
Minnesota(11/27/2012)
IAR
Minnesota(11/18/2013)
RR
North Dakota(9/4/2020)
RR
Texas(8/13/2019)
IAR
Texas(8/14/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Saint Cloud, MN 56303TRUST BUT VERIFY
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