Siddhartha S. Jain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Siddhartha Suresh Jain, who also goes by Siddhartha Jain, Sunny Jain, was a registered financial professional .
Siddhartha is a previously registered financial professional and started their career in finance in 2013. Siddhartha had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2020 - March 24, 2021
GT SECURITIES, INC.
November 19, 2018 - August 1, 2019
OBERON SECURITIES, LLC
December 21, 2017 - March 22, 2018
WELLINGTON SHIELDS & CO., LLC
April 16, 2014 - March 4, 2015
WILLIAM BLAIR
July 23, 2013 - March 28, 2014
FTP SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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