Vanessa M. Zook
PSI CAPITAL MANAGEMENT
Lancaster, PA 17602
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CRD#: 6111776
Professional summary
Vanessa Marie Zook, CFP® is a registered financial advisor currently at PSI CAPITAL MANAGEMENT located in Lancaster, Pennsylvania.
Vanessa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Vanessa has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Vanessa Zook/Insurance Sales: 1099 Contractor with various insurance companies (life, ltc, health and disability insurances); Start date: 04/17/2013; Address: Lancaster, PA; 4-16 hrs per month; not Investment related
2.) Lancaster SHRM Member of Lancaster SHRM, a professional organization focused on the professional development of our individual members, and the increase of public awareness of human resource management as a valuable profession with recognized standards of practice. Serve on the Workforce Readiness committee. Start date: 08/13/2015; Address: P.O. Box 8244 Lancaster, PA 17604-8244; 5 bus hrs per month; Not Investment related
CRS (Client Relationship Summary) - RIA
Click below to view Vanessa Marie Zook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
September 6, 2017 - Present
PSI CAPITAL MANAGEMENT
Office #1: 147 North Shippen Street, Lancaster, PA 17602RIA
CRD#: 117105
Lancaster, PA
Past
September 25, 2012 - December 31, 2016
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
LANCASTER, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PSI CAPITAL MANAGEMENT
PLANNING STRATEGIES, INC. | PSI CAPITAL MANAGEMENT
CRD#: 117105 / SEC#: 801-112684
RIA
Registered Investment Advisory firm - (3/23/2018 Approved)Florida
Registered Investment Advisory firm - (3/28/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/29/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(9/6/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PC
PSI CAPITAL MANAGEMENT
PLANNING STRATEGIES, INC. | PSI CAPITAL MANAGEMENT
CRD#: 117105 / SEC#: 801-112684
RIA
Registered Investment Advisory firm - (3/23/2018 Approved)Florida
Registered Investment Advisory firm - (3/28/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/29/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
147 North Shippen Street, Lancaster, PA 17602
Mailing Address
Phone number
(717) 207-7123
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,344 |
| AUM (Assets Under Management) | $ 348,126,021 |
Red Flags
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Company Information
PSI CAPITAL MANAGEMENT
CRD#: 117105Lancaster, PA 17602TRUST BUT VERIFY
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