Nickolas V. Waggoner
Professional summary
Nickolas Vernon Waggoner, who also goes by Nickolas Waggoner, is a registered financial advisor currently at THE PACIFIC GROUP located in Los Angeles, California.
Nickolas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nickolas has worked at 2 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nickolas Vernon Waggoner's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2023 - Present
THE PACIFIC GROUP
July 3, 2014 - June 17, 2015
EQUITABLE ADVISORS, LLC
August 27, 2013 - June 17, 2015
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/27/2023)
(2/27/2023)
Exams
Current Firm
THE PACIFIC GROUP
CRD#: 297601 / SEC#: 801-113734
Contact information
Regulatory assets under management
| Total Number of Accounts | 73 |
| AUM (Assets Under Management) | $ 34,274,553 |
Red Flags
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