AA
Ashlea H. Ayer
KAUFMAN ROSSIN WEALTH
Ft Lauderdale, FL 33394
Some features on this profile are disabled
CRD#: 6111411
AA
Professional summary
Ashlea Heather Ayer, CFP®, who also goes by Ashlea Ayer, is a registered financial advisor currently at KAUFMAN ROSSIN WEALTH, LLC located in Ft Lauderdale, Florida and INTEGRITY ALLIANCE, LLC. located in Fort Lauderdale, Florida.
Ashlea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Ashlea has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ashlea Ayer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.OLD DUSTY ROAD LLC POSITION: Investor NATURE: It's a real estate holding company which holds land. My husband and I are silent members. We do not spend any hours on this LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/18/2021 ADDRESS: 2627 NW 40TH STREET, Boca Raton FL 33434, United States DESCRIPTION: none - silent member 2.FLIPPER HOLDINGS LLC POSITION: Member NATURE: Real estate holding company which holds land. My husband and I are silent members. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2024 ADDRESS: , Boca Raton FL , United States DESCRIPTION: none 3.Kaufman Rossin & Co; non-investment related; 100 SE 3rd Avenue Suite 2400 Ft Lauderdale, FL 33394; accounting firm; administrator; Start date 9/2024; Generally, 0 hours per month during security trading hours 4.KR Financial Services dba Kaufman Rossin Insurance Services; non-investment related; 100 SE 3rd Avenue Suite 2400 Ft Lauderdale, FL 33394; insurance company; Licensed Insurance Agent; Start date 9/2024; 15 hours per month during security trading hours 5.Lion Street Financial; investment-related; 300 Colorado St Suite 2600, Austin, TX 78701; broker-dealer; registered representative; Start date 10/2024; 5hours/month, all during trading hours; 6.FLIPPER INVESTMENT HOLDINGS LLC POSITION: Investor NATURE: Formed June 2024. It's a real estate holding company which holds one residential home that is being renovated for sale. My husband and I are silent members. We do not spend any hours on this LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/28/2024 ADDRESS: 2627 NW 40TH STREET, Boca Raton FL 33434, United States DESCRIPTION: none - silent member 7.KAUFMAN ROSSIN WEALTH, LLC POSITION: Employee NATURE: We are RIA providing financial planning and investment management services INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 09/03/2024 ADDRESS: 100 SE 3rd Street, Fort Lauderdale FL 33394, United States DESCRIPTION: I work with my clients to build financial plans and then help them meet their goals. I meet with them at least once a year to update their plans, review their investments and allocations, and see how else I can help them.
CRS (Client Relationship Summary) - RIA
Click below to view Ashlea Heather Ayer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
September 19, 2024 - Present
KAUFMAN ROSSIN WEALTH, LLC
Office #1: 100 Se 3rd Avenue Suite 2400, Ft Lauderdale, FL 33394RIA
CRD#: 301921
Ft Lauderdale, FL
Current
November 3, 2025 - Present
INTEGRITY ALLIANCE, LLC.
Office #1: 100 Se 3rd Ave Suite 2400, Fort Lauderdale, FL 33394RIA
BD
CRD#: 139627
Fort Lauderdale, FL
Past
October 10, 2024 - November 3, 2025
LION STREET FINANCIAL, LLC
BD
CRD#: 165828
Fort Lauderdale, FL
Past
August 29, 2016 - October 10, 2023
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
FORT LAUDERDALE, FL
Past
December 21, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
FORT LAUDERDALE, FL
Past
November 8, 2012 - October 10, 2023
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
FORT LAUDERDALE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KR
KAUFMAN ROSSIN WEALTH, LLC
KAUFMAN ROSSIN WEALTH, LLC
CRD#: 301921 / SEC#: 801-122845
RIA
Registered Investment Advisory firm - (12/14/2021 Approved)Florida
Registered Investment Advisory firm - (9/6/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(9/19/2024)
IAR
Florida(10/2/2024)
RR
Florida(11/5/2025)
IAR
Texas(9/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KR
KAUFMAN ROSSIN WEALTH, LLC
KAUFMAN ROSSIN WEALTH, LLC
CRD#: 301921 / SEC#: 801-122845
RIA
Registered Investment Advisory firm - (12/14/2021 Approved)Florida
Registered Investment Advisory firm - (9/6/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3310 Mary Street Suite 501, Miami, FL 33133
Mailing Address
Phone number
(305) 646-6071
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 457 |
| AUM (Assets Under Management) | $ 302,857,130 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KAUFMAN ROSSIN WEALTH, LLC
CRD#: 301921Ft Lauderdale, FL 33394TRUST BUT VERIFY
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