Hieu T. Nguyen

LEGACITREE WEALTH MANAGEMENT

Buford, GA 30519

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CRD#: 6111272

Professional summary

Hieu Trung Nguyen, who also goes by Hieu Nguyen, is a registered financial advisor currently at LEGACITREE WEALTH MANAGEMENT, LLC located in Buford, Georgia.

Hieu is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Hieu has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hieu Nguyen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hieu Trung Nguyen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2022 - Present

LEGACITREE WEALTH MANAGEMENT, LLC

Office #1: 3287 Elmer Hill Lane, Buford, GA 30519

RIA

CRD#: 311540

Buford, GA

Past

January 5, 2021 - December 31, 2021

LEGACITREE WEALTH MANAGEMENT, LLC

RIA

CRD#: 311540

Buford, GA

Past

May 24, 2017 - January 6, 2021

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ATLANTA, GA

Past

January 8, 2016 - January 6, 2021

PRUCO SECURITIES, LLC.

CRD#: 5685

ATLANTA, GA

Past

January 14, 2015 - January 6, 2016

E*TRADE SECURITIES LLC

CRD#: 29106

ALPHARETTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/26/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/14/2015

General Securities Representative Examination

Current Firm

LEGACITREE WEALTH MANAGEMENT, LLC

LEGACITREE WEALTH MANAGEMENT, LLC | WEALTHTREE CAPITAL MANAGEMENT, LLC | WEALTH TREE CAPITAL MANAGEMENT, LLC

CRD#: 311540 / SEC#:

Georgia

Registered Investment Advisory firm - (1/19/2022 Approved)

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Contact information

Main Address

3287 Elmer Hill Lane, Buford, GA 30519

Mailing Address

Phone number

(678) 983-8468

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 7,825,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hieu T. Nguyen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hieu Trung Nguyen's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACITREE WEALTH MANAGEMENT, LLC

LEGACITREE WEALTH MANAGEMENT, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

E*TRADE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2017

Series 63

Date: 1/26/2015

SIE

Date: 10/1/2018

Series 7

Date: 1/14/2015

Current Firm

LEGACITREE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEGACITREE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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