Daniel P. Docherty

FARVIEW MANAGEMENT

Atlanta, GA

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CRD#: 6111164

Professional summary

Daniel Peer Docherty, who also goes by Daniel Docherty, is a registered financial advisor currently at FARVIEW MANAGEMENT, LLC located in Atlanta, Georgia.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Daniel has worked at 5 firms and has passed the Series 66, Series 87, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Docherty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Farview Associates, LLC; 81 Powell St SE Apt 7, Atlanta, GA; Business Owner; Proprietor/Owner; Investment Related: No; Since 11/18/2019; Hours per month devoted to this business: 5; Hours per month devoted to this business during trading hours: 0; Duties: For natural resource companies with focus on Timberland: -data analysis -data entry -spreadsheet development -valuations -modeling -research & administrative 2. Privately held gaming company; not investment related; financial modeler; hours per month devoted to this business: 40, hours per month devoted to this business during securities trading hours: 40.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Peer Docherty's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2022 - Present

FARVIEW MANAGEMENT, LLC

RIA

CRD#: 321269

Atlanta, GA

Past

October 4, 2018 - July 20, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ATLANTA, GA

Past

October 2, 2018 - July 20, 2021

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ATLANTA, GA

Past

May 28, 2015 - October 3, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PITTSFORD, NY

Past

May 27, 2015 - October 3, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PITTSFORD, NY

Past

May 1, 2014 - May 21, 2015

MANNING & NAPIER ADVISORS, LLC

RIA

CRD#: 105992

FAIRPORT, NY

Past

October 23, 2012 - May 21, 2015

MANNING & NAPIER INVESTOR SERVICES, INC.

CRD#: 26266

FAIRPORT, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(9/9/2022)

IAR

New York
(3/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/6/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 87

Date: 1/11/2019

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

SIE

Date: 10/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/22/2012

General Securities Representative Examination

Current Firm

FARVIEW MANAGEMENT, LLC

CRD#: 321269 / SEC#:

Georgia

Registered Investment Advisory firm - (9/9/2022 Approved)

New York

Registered Investment Advisory firm - (3/30/2023 Approved)

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Contact information

Main Address

Atlanta, GA

Mailing Address

Phone number

(404) 948-8194

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 4,196,145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel P. Docherty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Peer Docherty's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MANNING & NAPIER ADVISORS, LLC

MANNING & NAPIER INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/6/2012

Series 87

Date: 1/11/2019

SIE

Date: 10/3/2017

Series 7

Date: 10/22/2012

Current Firm

FARVIEW MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FARVIEW MANAGEMENT, LLC

TRUST BUT VERIFY

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