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Jose A Solis

Jose A. Solis

STRATEGIC ADVISERS LLC | Planning Consultant
BARTLETT, IL
Some features on this profile are disabled
CRD#: 6110721
Jose A Solis

Professional summary

Jose A Solis, who also goes by Jose Antonio Solis, Jose Solis, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bartlett, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Deer Park, Illinois.

Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jose has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Biography

As a Planning Consultant I strive to help my clients and their families make sound financial decisions by taking the time to understand their unique needs. I make the financial planning process a collaborative effort to ensure that all of my clients stated needs are being addressed. Building a financial plan is just the beginning and I work hard to maintain a client's trust through consistent communication, responsiveness and reliability.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jose Antonio Solis | Jose Solis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose A Solis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

DePaul University

Bachelor of Science (BS) - Business Administration

2011

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 20530 North Rand Road Suite 488, Deer Park, IL 60010
RIA
CRD#: 104555
BARTLETT, IL
Current

February 3, 2022 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 20530 North Rand Road Suite 448, Deer Park, IL 60010
BD
CRD#: 7784
Deer Park, IL
Past

February 9, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
DEER PARK, IL
Past

March 15, 2017 - January 24, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
ROLLING MEADOWS, IL
Past

March 15, 2017 - January 24, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
ROLLING MEADOWS, IL
Past

June 8, 2015 - February 28, 2017

HARRISDIRECT LLC

RIA
CRD#: 42159
CHICAGO, IL
Past

September 19, 2014 - February 28, 2017

E*TRADE SECURITIES LLC

BD
CRD#: 29106
CHICAGO, IL
Past

October 1, 2012 - September 10, 2014

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NORTHLAKE, IL
Past

September 18, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NORTHLAKE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/3/2022)
RR
Arkansas
(4/22/2025)
RR
California
(9/21/2023)
RR
Florida
(2/3/2022)
RR
Georgia
(10/7/2025)
RR
Illinois
(2/3/2022)
IAR
Illinois
(3/31/2025)
RR
Indiana
(2/3/2022)
RR
Iowa
(2/3/2022)
RR
Kansas
(1/4/2025)
RR
Michigan
(12/7/2022)
RR
Missouri
(10/2/2024)
RR
South Carolina
(1/4/2025)
RR
Tennessee
(1/4/2025)
RR
Texas
(2/7/2022)
IAR
Texas
(3/31/2025)
RR
Wisconsin
(2/3/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/8/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/25/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/14/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/17/2012
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/22/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/17/2023
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Planning ConsultantCRD#: 104555Bartlett, IL

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