Joseph M. Cella

MOSAIC WEALTH

Greenwood Village, CO 80111

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CRD#: 6109650

Professional summary

Joseph Michael Cella is a registered financial advisor currently at MOSAIC WEALTH located in Greenwood Village, Colorado.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Joseph has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Cella's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2023 - Present

MOSAIC WEALTH

Office #1: 6400 S. Fiddlers Green Circle Suite 100, Greenwood Village, CO 80111

RIA

CRD#: 317377

Greenwood Village, CO

Past

August 10, 2016 - December 5, 2023

CAPITAL CLIENT GROUP, INC.

RIA

CRD#: 6247

LOS ANGELES, CA

Past

April 7, 2016 - December 5, 2023

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

LOS ANGELES, CA

Past

January 25, 2016 - March 22, 2016

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

CRD#: 144464

DENVER, CO

Past

March 18, 2015 - December 31, 2015

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

January 2, 2014 - March 16, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

DENVER, CO

Past

October 9, 2012 - December 10, 2013

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOSAIC WEALTH

MOSAIC FAMILY WEALTH | MOSAIC WEALTH | MOSAIC FAMILY WEALTH PARTNERS, LLC

CRD#: 317377 / SEC#: 801-122745

RIA

Registered Investment Advisory firm - (11/24/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/10/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/5/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/26/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/28/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MOSAIC WEALTH

MOSAIC FAMILY WEALTH | MOSAIC WEALTH | MOSAIC FAMILY WEALTH PARTNERS, LLC

CRD#: 317377 / SEC#: 801-122745

RIA

Registered Investment Advisory firm - (11/24/2021 Approved)

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Contact information

Main Address

1401 S. Brentwood Blvd. Suite 630, St. Louis, MO 63144

Mailing Address

Phone number

(314) 627-5220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MOSAIC FAMILY WEALTH PARTNERS, LLC (3/24/2025)

Regulatory assets under management

Total Number of Accounts	4,296
AUM (Assets Under Management)	$ 1,638,336,784

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/02/2025	Cover Page	Report
10/29/2024	Cover Page	Report
11/27/2023	Cover Page	Report
01/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph M. Cella

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Cella's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

ALPS DISTRIBUTORS, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

Primary Firm SEC Registration

MOSAIC WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 8/10/2016

Series 63

Date: 9/5/2012

SIE

Date: 10/1/2018

Series 7

Date: 11/26/2014

Series 6

Date: 8/28/2012

Current Firm

MOSAIC WEALTH

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MOSAIC WEALTH

TRUST BUT VERIFY

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