RJ
Robert W. Jarman
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CRD#: 6109642
RJ
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Wayne Jarman, who also goes by Robert Jarman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2012. Robert had worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Robert Jarman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OVERALL FINANCIAL PLANNING FOR NOXNUMIS] | DBA: NoxNumis | Start: 8/1/2021 | Investment Related: YES | Title: Private Wealth Manager | Nature of Activity: Financial & retirement planning services which include the sales and service of life insurance, disability insurance, Medicare insurance, securities, long term care insurance, variable annuities, stocks, bonds, ETFs, health, investment management, fee based financial planning. | Address: 8111 E 32ND ST N, SUITE 106, WICHITA, KS 67226 | HRS Per Month: 40+ | HRS Per Month During Securities Trading Hours: 40+. **OTHER ACTIVITIES/ENTITIES OPERATING UNDER THE NAME NOXNUMIS. ALL BUSINESS DONE WITHIN THESE ACTIVITIES/ENTITIES IS ADVERTISED TO THE PUBLIC AS NOXNUMIS: **[INSURANCE BROKERAGE FOR ADVANCED RETIREMENT SOLUTIONS INC] | DBA: NoxNumis | Start: 10/1/2011 | Investment Related: No | Title: Private Wealth Manager | Nature of Activity: Offering and servicing of life Insurance, disability insurance, long term care insurance, health insurance brokerage | Address: 8111 E 32ND ST N, SUITE 106, WICHITA, KS 67226 | HRS Per Month: 10-25 | HRS Per Month During Securities Trading Hours: 10-25.1 **MEDICARE CAMPUS POSITION: Agent NATURE: Medicare and Social Security education services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/15/2023 ADDRESS: 8111 E 32nd St N, Suite 106, Wichita KS 67226, United States DESCRIPTION: Provide Medicare and Social security education seminars ++OTHER ACTIVITIES/ENTITIES OPERATING OUTSIDE OF THE SCOPE OF THE NOXNUMIS DBA ++[Volunteer for Real Men Real Heros] | DBA: N/A | Start: 7/1/2017 | Investment Related: No | Title: Volunteer | Nature of Activity: Mentoring that focus on helping children from single parent households. It is a group mentoring effort approved and backed by the City of Wichita. | Address: Chester Lewis Academy, 1847 N Chautauqua Ave, Wichita Ks, 67214 | HRS Per Month: Less than 10 | HRS Per Month During Securities Trading Hours: Less than 10. ++ RETIREMENT CAMPUS POSITION: Agent NATURE: Free community education services on retirement/financial topics. INVESTMENT RELATED: no NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 8111 E 32nd St N, Ste 106, Wichita KS 67226 DESCRIPTION: Free community education services on retirement/financial topics.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 19, 2018 - January 28, 2025
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
WICHITA, KS
Past
August 28, 2012 - January 28, 2025
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
WICHITA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
