Adam J. Hanson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam John Hanson, who also goes by Adam Hanson, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2013. Adam had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2023 - June 12, 2024
ATHENE SECURITIES, LLC
January 8, 2018 - June 11, 2024
GRIFFIN CAPITAL SECURITIES, LLC
October 27, 2015 - June 8, 2016
NEXBANK SECURITIES INC
October 7, 2015 - January 9, 2018
NEXPOINT SECURITIES, INC.
August 27, 2013 - October 8, 2015
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
