Matthew L. Williams

IMPACT ADVISORS GROUP

DUXBURY, MA

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CRD#: 6109437

Professional summary

Matthew L Williams, CFP®, who also goes by Matthew Lee Williams, is a registered financial advisor currently at IMPACT ADVISORS GROUP located in Duxbury, Massachusetts.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Matthew has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Business Succession Planning

Retirement Planning

Small Business Planning

Estate Planning

Insurance Planning

Tax Planning

Comprehensive Financial Planni...

Retirement Income Management

Investment Planning

Do you have an area of expertise or specialization?

Annuities

AUM

Business Owners

Cash Flow/Budgets/Credit Issue...

College/Education Planning

Corporate Executives

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Yes

Aliases

Matthew Lee Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew L Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

January 22, 2021 - Present

IMPACT ADVISORS GROUP

RIA

CRD#: 310716

DUXBURY, MA

Past

May 12, 2020 - February 19, 2021

HERITAGE INVESTORS

RIA

CRD#: 290292

Huntingdon Valley, PA

Past

September 16, 2014 - May 19, 2020

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HUNTINGDON VALLEY, PA

Past

September 26, 2012 - May 19, 2020

PARK AVENUE SECURITIES LLC

CRD#: 46173

HUNTINGDON VALLEY, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/7/2022)

IAR

Pennsylvania
(1/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/12/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/28/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/25/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

IMPACT ADVISORS GROUP

IMPACT ADVISORS GROUP | IMPACT ADVISORS GROUP LLC

CRD#: 310716 / SEC#:

Georgia

Registered Investment Advisory firm - (3/19/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (11/3/2020 Approved)

New Jersey

Registered Investment Advisory firm - (9/7/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/20/2021 Approved)

Texas

Registered Investment Advisory firm - (12/16/2024 Conditional Restricted)

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Contact information

Main Address

Duxbury, MA

Mailing Address

Phone number

(781) 231-9001

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	163
AUM (Assets Under Management)	$ 48,215,665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Matthew L. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew L Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE INVESTORS

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2014

Series 63

Date: 11/12/2012

SIE

Date: 10/1/2018

Series 7

Date: 9/28/2015

Series 6

Date: 9/25/2012

Current Firm

IMPACT ADVISORS GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IMPACT ADVISORS GROUP

TRUST BUT VERIFY

Contact information

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