Joseph Benjamin Hochberg
Professional Summary
Joseph Benjamin Hochberg, who also goes by Joseph Hochberg, is a registered financial advisor currently at BLACK EDGE SECURITIES LLC located in Chicago, Illinois. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2012. Joseph has worked at 3 firms and has passed the Series 63, Series 57TO and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joseph Hochberg
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
BLACK EDGE SECURITIES LLC
Contact Information
Main Address
217 N Sangamon Suite 1002, Chicago, IL 60607Mailing Address
217 N Sangamon Suite 1002, Chicago, IL 60607Phone Number
(312) 612-0891Established
Delaware since 04/21/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACK EDGE GROUP, LLC | SOLE MEMBER | — |
| CERNY, PATRICIA L | CHIEF COMPLIANCE OFFICER | — |
| KENT, DAVID GREGORY | PRINCIPAL | 5664389 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Benjamin Hochberg's CRS (Customer Relationship Summary).
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