Matthew T. Dendinger
Professional summary
Matthew Thomas Dendinger, who also goes by Matt Thomas Dendinger, Matthew T Dendinger, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Ponca, Nebraska.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Matthew has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Thomas Dendinger's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Thomas Dendinger's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2014 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 6200 S Old Village Pl, Sioux Falls, SD 57108January 22, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 6200 S Old Village Pl, Sioux Falls, SD 57108September 5, 2012 - January 18, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
Primary Firm SEC Registration
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2017)
(9/1/2021)
(1/4/2017)
(1/4/2017)
(8/16/2016)
(1/4/2017)
(3/16/2022)
(1/5/2022)
(3/16/2022)
(3/16/2022)
(5/14/2018)
(11/13/2015)
(9/7/2018)
(10/12/2017)
(10/7/2021)
(2/6/2013)
(1/4/2017)
(1/4/2017)
(5/26/2020)
(3/17/2020)
(3/16/2022)
(10/28/2013)
(1/4/2017)
(7/22/2022)
(9/19/2017)
(5/14/2018)
(1/22/2013)
(9/4/2014)
(1/4/2017)
(9/14/2023)
(7/13/2021)
(9/28/2021)
(9/28/2021)
(9/25/2018)
(5/14/2018)
(5/14/2018)
(11/8/2018)
(11/13/2018)
(2/27/2017)
(5/14/2018)
(3/16/2022)
(3/16/2021)
(2/6/2013)
(11/14/2019)
(1/4/2017)
(1/4/2017)
(2/2/2021)
(5/14/2018)
(9/15/2021)
(2/27/2023)
(1/4/2017)
(8/7/2020)
Exams
FINRA
Current Firm
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
