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DL

Daniel S. Lancaster

THE WEALTH EXPEDITION
LITTLE ELM, TX
Some features on this profile are disabled
CRD#: 6108780
DL

Professional summary

Daniel Scott Lancaster is a registered financial advisor currently at THE WEALTH EXPEDITION located in Little Elm, Texas and ADVISORS CAPITAL MANAGEMENT, LLC located in Little Elm, Texas.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Daniel has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Scott Lancaster's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 26, 2025 - Present

THE WEALTH EXPEDITION

RIA
CRD#: 336109
LITTLE ELM, TX
Current

April 6, 2026 - Present

ADVISORS CAPITAL MANAGEMENT, LLC

RIA
CRD#: 112266
Little Elm, TX
Past

July 6, 2021 - May 28, 2024

FISHER INVESTMENTS

RIA
CRD#: 107342
PLANO, TX
Past

August 29, 2014 - June 15, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Bentonville, AR
Past

August 29, 2014 - June 15, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Bentonville, AR
Past

October 5, 2013 - September 5, 2014

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
BENTONVILLE, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ADVISORS CAPITAL MANAGEMENT, LLC
ACM WEALTH | FOREFRONT WEALTH PLANNING AND ASSET MANAGEMENT | BRIDGEVIEW WEALTH | ADVISORS FINANCIAL CENTER, L.L.C. | ADVISORS CAPITAL MANAGMENT, LLC | ADVISORS CAPITAL MANAGEMENT, LLC

CRD#: 112266 / SEC#: 801-62058

RIA
Registered Investment Advisory firm - (5/16/2003 Approved)
Connecticut
Registered Investment Advisory firm - (6/24/2003 Terminated)
Florida
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)
Kentucky
Registered Investment Advisory firm - (6/16/2003 Terminated)
New Jersey
Registered Investment Advisory firm - (6/18/2003 Terminated)
New York
Registered Investment Advisory firm - (6/18/2003 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(6/26/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/4/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/2013
General Securities Representative Examination

Current Firm

AC
ADVISORS CAPITAL MANAGEMENT, LLC
ACM WEALTH | FOREFRONT WEALTH PLANNING AND ASSET MANAGEMENT | BRIDGEVIEW WEALTH | ADVISORS FINANCIAL CENTER, L.L.C. | ADVISORS CAPITAL MANAGMENT, LLC | ADVISORS CAPITAL MANAGEMENT, LLC

CRD#: 112266 / SEC#: 801-62058

RIA
Registered Investment Advisory firm - (5/16/2003 Approved)
Connecticut
Registered Investment Advisory firm - (6/24/2003 Terminated)
Florida
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)
Kentucky
Registered Investment Advisory firm - (6/16/2003 Terminated)
New Jersey
Registered Investment Advisory firm - (6/18/2003 Terminated)
New York
Registered Investment Advisory firm - (6/18/2003 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
10 Wilsey Square Suite 200, Ridgewood, NJ 07450
Mailing Address
Phone number
(201) 447-3400
Established
Firm type
Fiscal year end
# of Employees
87

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADVISORS CAPITAL PART 2A DISCLOSURE BROCHURE (3/31/2025)
ACM WEALTH DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts14,670
AUM (Assets Under Management)$ 9,470,063,452

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADVISORS CAPITAL MANAGEMENT, LLC

CRD#: 112266Little Elm, TX

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