Robert M. Menzies

PEMBROKE ASSET ADVISORS

Henderson, NV

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CRD#: 6108712

Professional summary

Robert Michael Stewart Menzies JR, who also goes by Mike Menzies, Robert Michael Menzies, is a registered financial advisor currently at PEMBROKE ASSET ADVISORS, LLC located in Henderson, Nevada.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Robert has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Menzies | Robert Michael Menzies

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Braeside Farms; Investment Related: No; Owner/Manager; Location: Estacada, OR; Start Date: 01/2000; Nature of Business: Farming; 5 hrs/mo, 0 hrs/mo during trading hours. Pembroke Tax and Business Advisors, LLC; Investment Related: Yes; Co-Founder/Enrolled Agent; Location; Henderson, NV; Start Date: 11/2016; Nature of Business: Tax and Business Consulting for individuals and small businesses; Responsibilities: bookkeeping, accounting services, payroll processing and tax preparation; 10 hrs/mo are spent on this activity during trading hours, 25 hrs/mo are spent on this activity outside of trading hours. Pembroke Insurance Advisors; Investment Related: Yes; Independent Insurance Agent; Location: Henderson, NV; Start Date: 09/2014; Nature of Business: Insurance sales; 10 hrs/mo during trading hours, 25 hrs/mo outside of trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Michael Stewart Menzies JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2014 - Present

PEMBROKE ASSET ADVISORS, LLC

RIA

CRD#: 172999

Henderson, NV

Past

January 28, 2013 - September 11, 2014

WADDELL & REED

RIA

CRD#: 866

PORTLAND, OR

Past

November 2, 2012 - September 11, 2014

WADDELL & REED

CRD#: 866

PORTLAND, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/29/2025)

IAR

Maryland
(5/3/2021)

IAR

Nevada
(10/31/2016)

IAR

Oregon
(9/30/2014)

IAR

Texas
(10/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/15/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/1/2012

General Securities Representative Examination

Current Firm

PEMBROKE ASSET ADVISORS, LLC

MENZIES JR, ROBERT MICHAEL S | PEMBROKE ASSET ADVISORS, LLC | PEMBROKE ASSET ADVISORS

CRD#: 172999 / SEC#:

Maryland

Registered Investment Advisory firm - (5/3/2021 Approved)

Nevada

Registered Investment Advisory firm - (10/31/2016 Approved)

Oregon

Registered Investment Advisory firm - (9/30/2014 Approved)

Texas

Registered Investment Advisory firm - (10/23/2024 Conditional Restricted)

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Contact information

Main Address

Henderson, NV

Mailing Address

205 N Stephanie St. D268, Henderson, NV 89074

Phone number

(702) 425-9077

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	333
AUM (Assets Under Management)	$ 49,080,511

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert M. Menzies

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Michael Stewart Menzies JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEMBROKE ASSET ADVISORS, LLC

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 12/15/2012

Series 7

Date: 11/1/2012

Current Firm

PEMBROKE ASSET ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PEMBROKE ASSET ADVISORS, LLC

TRUST BUT VERIFY

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