Benjamin H. Cohen
Professional summary
Benjamin Harod Cohen, who also goes by Benjamin Harod Cohen, Benjamin Cohen, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2012. Benjamin has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 79, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Harod Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003August 9, 2021 - July 24, 2023
MCKENZIE SECURITIES LLC
August 18, 2020 - December 31, 2020
TENEO SECURITIES LLC
June 8, 2017 - December 9, 2019
SUNDIAL GROUP, LLC
November 13, 2014 - March 3, 2015
MONNESS CRESPI HARDT & CO., INC.
December 21, 2012 - November 11, 2014
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2024)
(1/29/2025)
(9/11/2024)
(4/22/2024)
(4/22/2024)
(6/6/2025)
Exams
Series 7TO
Date: 2/8/2022
General Securities Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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