Craig T. Blanchfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Thomas Blanchfield, who also goes by Craig Blanchfield, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 2012. Craig had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2017 - January 5, 2021
MOSAIC ADVISORS
July 30, 2013 - August 24, 2017
PAUL COMSTOCK PARTNERS
October 31, 2012 - June 26, 2013
MORGAN STANLEY
October 5, 2012 - June 26, 2013
MORGAN STANLEY
Primary Firm SEC Registration
MOSAIC ADVISORS
CRD#: 164913 / SEC#: 801-99369
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOSAIC ADVISORS
CRD#: 164913 / SEC#: 801-99369
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 214 |
| AUM (Assets Under Management) | $ 499,449,089 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
