DV
Daniel L. Valente
JANNEY MONTGOMERY SCOTT
Boca Raton, FL 33431
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CRD#: 6107966
DV
Daniel Luis ValenteJANNEY MONTGOMERY SCOTT
Professional summary
Daniel Luis Valente, who also goes by Daniel Luis Valente, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Boca Raton, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Daniel has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Aliases
Daniel Luis Valente
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Luis Valente's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Luis Valente's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2026 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 2385 Nw Executive Center Drive Suite 200, Boca Raton, FL 33431RIA
BD
CRD#: 463
Boca Raton, FL
Current
August 21, 2026 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 2385 Nw Executive Center Drive Suite 200, Boca Raton, FL 33431RIA
BD
CRD#: 463
Boca Raton, FL
Past
August 24, 2020 - August 17, 2026
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
BOCA RATON, FL
Past
August 21, 2020 - August 17, 2026
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
BOCA RATON, FL
Past
May 12, 2017 - August 11, 2020
MORGAN STANLEY
RIA
CRD#: 149777
BOCA RATON, FL
Past
May 11, 2017 - August 11, 2020
MORGAN STANLEY
BD
CRD#: 149777
BOCA RATON, FL
Past
October 21, 2014 - May 9, 2017
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PARAMUS, NJ
Past
July 15, 2014 - May 9, 2017
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
PARAMUS, NJ
Past
October 1, 2012 - May 8, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
ORADELL, NJ
Past
September 18, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
ORADELL, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/21/2026)
RR
California(8/21/2026)
RR
Colorado(8/21/2026)
RR
Connecticut(8/21/2026)
RR
Delaware(8/21/2026)
RR
District of Columbia(8/21/2026)
RR
Florida(8/21/2026)
IAR
Florida(8/24/2026)
RR
Georgia(8/21/2026)
RR
Idaho(8/21/2026)
RR
Illinois(8/21/2026)
RR
Indiana(8/21/2026)
RR
Louisiana(8/21/2026)
RR
Maine(8/21/2026)
RR
Maryland(8/21/2026)
RR
Massachusetts(8/21/2026)
RR
Michigan(8/21/2026)
RR
Minnesota(8/21/2026)
RR
Montana(8/21/2026)
RR
New Jersey(8/21/2026)
RR
New Mexico(8/21/2026)
RR
New York(8/21/2026)
RR
Ohio(8/21/2026)
RR
Pennsylvania(8/21/2026)
RR
South Carolina(8/21/2026)
RR
Tennessee(8/21/2026)
RR
Texas(8/21/2026)
RR
Virginia(8/21/2026)
RR
Washington(8/21/2026)
RR
West Virginia(8/21/2026)
RR
Wisconsin(8/21/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6
Passed: 9/17/2012
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Passed: 9/26/2025
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Passed: 7/16/2025
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,404
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 243,808 |
| AUM (Assets Under Management) | $ 110,113,690,076 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463Boca Raton, FL 33431TRUST BUT VERIFY
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