Marco L. Contreras
Professional summary
Marco Luis Contreras, who also goes by Marco L. Contreras, Marco Contreras, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Las Vegas, Nevada and FIRST COMMAND BROKERAGE SERVICES, INC. located in Las Vegas, Nevada.
Marco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Marco has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marco Luis Contreras's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 7201 W Lake Mead Blvd Suite 120, Las Vegas, NV 89128October 14, 2014 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 7201 W Lake Mead Blvd Suite 540, Las Vegas, NV 89128November 5, 2014 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
October 1, 2012 - March 22, 2013
J.P. MORGAN SECURITIES LLC
September 19, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2023)
(9/8/2022)
(1/20/2016)
(10/5/2021)
(10/29/2024)
(9/8/2022)
(4/30/2024)
(4/30/2024)
(9/8/2022)
(6/18/2025)
(6/18/2025)
(10/29/2024)
(10/29/2024)
(10/29/2024)
(10/14/2014)
(12/15/2015)
(6/9/2020)
(10/17/2017)
(9/8/2022)
(2/25/2025)
(2/13/2015)
(12/15/2015)
(9/8/2022)
(12/3/2021)
(4/30/2024)
Exams
Series 7TO
Date: 12/9/2020
General Securities Representative ExaminationFINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113,591 |
| AUM (Assets Under Management) | $ 24,429,418,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
