KK
Kevin V. Kepler
COLDSTREAM WEALTH MANAGEMENT
Kirkland, WA 98033
Some features on this profile are disabled
CRD#: 6106910
KK
Professional summary
Kevin Vaughn Kepler, who also goes by Kevin Kepler, is a registered financial advisor currently at COLDSTREAM WEALTH MANAGEMENT located in Kirkland, Washington.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kevin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin Kepler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SEIDMAN INSURANCE CONSULTANTS, LLC; INVESTMENT RELATED; 520 KIRKLAND WAY, SUITE 300, KIRKLAND WA. 98033; INSURANCE AGENCY; INSURANCE AGENT; SEPT, 2014; 90 HOURS PER MONTH with 24 HOURS DURING TRADING HOURS; SALES & IMPLIMITATION OF INSURANCE PRODUCTS OPERATING UNDER THE DBA NAME OF SEIDMAN INSURANCE CONSULTANTS LLC D/B/A SEIDMAN CAPITAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS AND FINANCIAL ADVISORY SERVICES/PLANNING; INVESTMENT RELATED; OWNER; KIRKLAND, WA; START DATE: 07/2020 AK Equestrian LLC; Horse boarding facility; 11812 92nd St SE, Snohomish, WA 98290; Start Date 09/2022; Role/Title: Owner; Not Investment Related; 12 hours per month; 0 hours per month during securities trading hours; Cleaning stalls, feeding, watering, and turning out horses to pasture. Snohomish County Farm Bureau; Non profit organization for the betterment of farms and ranches in Snohomish County, WA.; 800 2nd St., Snohomish, WA 98290; Start Date 11/2022; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Voting on community service projects. Meydenbauer LeTip; Network marketing group intended to grow individual businesses; 12350 105th Pl NE, Kirkland, WA 98034; Start Date 10/2022; Role/Title: Board Member; Not Investment Related; 9 hours per month; 8 hours per month during securities trading hours; Member of the Chapter Board of Directors. Position is TipMaster. Track, organize, and reconcile the business leads (tips) passed amongst our networking group
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Vaughn Kepler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2023 - Present
COLDSTREAM WEALTH MANAGEMENT
Office #1: 520kirkland Way Suite 300, Kirkland, WA 98033RIA
CRD#: 108805
Kirkland, WA
Past
October 2, 2023 - November 26, 2024
COLDSTREAM SECURITIES, INC.
BD
CRD#: 46835
Kirkland, WA
Past
July 7, 2015 - October 3, 2023
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
KIRKLAND, WA
Past
January 21, 2015 - March 12, 2021
SEIDMAN PRIVATE ADVISORS LLC
RIA
CRD#: 132337
KIRKLAND, WA
Past
October 8, 2014 - October 3, 2023
NYLIFE SECURITIES LLC
BD
CRD#: 5167
KIRKLAND, WA
Past
February 1, 2013 - September 17, 2014
NYLIFE SECURITIES LLC
BD
CRD#: 5167
BELLEVUE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COLDSTREAM WEALTH MANAGEMENT
COLDSTREAM | COLDSTREAM WEALTH MANAGEMENT | COLDSTREAM CAPITAL MANAGEMENT INC
CRD#: 108805 / SEC#: 801-39379
RIA
Registered Investment Advisory firm - (7/23/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(10/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
COLDSTREAM WEALTH MANAGEMENT
COLDSTREAM | COLDSTREAM WEALTH MANAGEMENT | COLDSTREAM CAPITAL MANAGEMENT INC
CRD#: 108805 / SEC#: 801-39379
RIA
Registered Investment Advisory firm - (7/23/1991 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One - 100th Avenue Ne Suite 102, Bellevue, WA 98004
Mailing Address
Phone number
(425) 283-1600
Established
Firm type
Fiscal year end
# of Employees
195
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,519 |
| AUM (Assets Under Management) | $ 12,438,532,202 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 08/27/2024 | ||
| 09/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
