Jon W. Darnall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon William Darnall was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1971. Jon had worked at 14 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 1993 - December 31, 1997
BROOKSTREET SECURITIES CORPORATION
April 15, 1993 - December 7, 1993
CONSOLIDATED INVESTMENT SERVICES, INC.
July 7, 1989 - January 19, 1993
TOLUCA PACIFIC SECURITIES CORP.
January 19, 1987 - July 29, 1989
BOARDWALK CAPITAL CORPORATION
October 9, 1985 - January 2, 1987
FIRST AMERICA EQUITIES CORP.
May 16, 1985 - September 16, 1985
LEHMAN BROTHERS INC.
June 28, 1982 - May 22, 1985
SAINT ANTHONY SECURITIES, INC.
June 20, 1980 - August 18, 1981
CAPITOL SECURITIES COMPANY
March 7, 1978 - April 5, 1983
LPL FINANCIAL LLC
March 17, 1977 - March 8, 1978
SECURITIES WEST, INC.
February 13, 1975 - April 25, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
February 13, 1973 - April 28, 1975
B. J. LERNER & COMPANY, INC.
June 1, 1972 - March 16, 1973
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
January 4, 1971 - June 5, 1972
MITHCUM JONES & TEMPLETON INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/26/1960
Registered Representative ExaminationSeries 40
Date: 6/26/1978
Registered Principal ExaminationCurrent Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
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