Christopher M. Groman

Some features on this profile are disabled

CRD#: 6106846

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher M Groman, who also goes by Chris Groman, Christopher Michael Groman, H Christopher M Groman, H Christopher Michael Groman, Hchristopher Michael Groman, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2013. Christopher had worked at 13 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris Groman | Christopher Michael Groman | H Christopher M Groman | H Christopher Michael Groman | Hchristopher Michael Groman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) The LifeWealth Group; 270 W Plant St Suite 240, Winter Garden, FL 34787; Investment Related: Yes; Position: Licensed Insurance Agent; Duties: Insurance Sales; 40 Hours Per Week; Start Date: 2/2024; 2.) AE Wealth Management; Address: 2950 SW McClure RD, Topeka, KS 66614; Investment Related: Yes; Position: Investment Advisor Representative; Duties: Portfolio Admin and Operational Support for Advisors; Hours Per Week: 40 Hours; Start Date; 02/2024; 3.) Madison Avenue Securities; 13500 Evening Creek Drive N Suite 555, San Diego CA 92128; Yes Investment Related; Broker Dealer; Registered Representative; Start Date 02/2024; Approx.160 hours a month; Approx. 160 during trading; Securities Sales and Services 4.) LifeWealth Investments, LLC; Yes Investment Related; 270 W. Plant Street, Suite 240, Winter Garden FL 34787; Position: Registered Investment Adviser; Wealth Management; Start Date: 11/2024; Approx 120 hour per month; Approx 120 hours during trading; Investment Management and Financial Planning.

Blog Corner

CRS (Client Relationship Summary)

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Orlando, FL

Past

June 1, 2022 - February 20, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

TAMPA, FL

Past

June 29, 2021 - March 14, 2022

CWM, LLC

RIA

CRD#: 250

ST. LOUIS, MO

Past

March 25, 2013 - July 26, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE LIFE WEALTH GROUP

LIFEWEALTH INVESTMENTS, LLC | THE LIFE WEALTH GROUP | SIGNIFICANT WEALTH MANAGEMENT, INC.

CRD#: 332978 / SEC#: 801-131318

RIA

Registered Investment Advisory firm - (10/18/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/14/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/23/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/22/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE LIFE WEALTH GROUP

LIFEWEALTH INVESTMENTS, LLC | THE LIFE WEALTH GROUP | SIGNIFICANT WEALTH MANAGEMENT, INC.

CRD#: 332978 / SEC#: 801-131318

RIA

Registered Investment Advisory firm - (10/18/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

270 W. Plant Street Ste. 240, Winter Garden, FL 34787

Mailing Address

Phone number

(407) 299-4129

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE LIFEWEALTH GROUP ADV 2A (7/11/2025)

Regulatory assets under management

Total Number of Accounts	314
AUM (Assets Under Management)	$ 177,712,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher M. Groman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

MADISON AVENUE SECURITIES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CWM, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

CADWELL WEALTH ASSET MANAGEMENT, LLC

LPL FINANCIAL LLC

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

EDWARD JONES

EDWARD JONES

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

THE LIFE WEALTH GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2016

SIE

Date: 12/14/2017

Series 7

Date: 8/23/2016

Series 6

Date: 3/22/2013

Current Firm

THE LIFE WEALTH GROUP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE LIFE WEALTH GROUP

TRUST BUT VERIFY

Similar Advisors