AS
Anthony Sablan
EAGLE STRATEGIES LLC
BELLEVUE, WA
Some features on this profile are disabled
CRD#: 6106795
AS
Professional summary
Anthony Sablan, who also goes by Anthony Atalig Sablan, Tony Sablan, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Bellevue, Washington and NYLIFE SECURITIES LLC located in Bellevue, Washington.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Anthony has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony Atalig Sablan | Tony Sablan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; 10885 NORTHEAST 4TH STREET #1400, BELLEVUE, WA 98004; START DATE: 02/2015; BROKER; COMPENSATION: COMMISSIONS; INVESTMENT RELATED; 3 HOURS PER MONTH; 3 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF ULTIMATE WEALTH STRATEGIES LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; BELLEVUE, WA; START DATE: 03/2016] [Cost Consulting; Review costs related to construction projects.; 14150 NE 20th St Ste F1 Bellevue, WA 98007; Start Date 11/2016; Role/Title: Independent Contractor; Not Investment Related; 20 hours per month; 4 hours per month during securities trading hours] [After School All Stars Foundation; Provides after school programs for underprivileged youth in middle school; 19032 66th Ave South, Suite C-107, Kent WA 98032; Start Date 12/2017; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [MMA Coach; Martial arts coaching; 427 6th St South, Kirkland, WA 98033; Start Date 06/2018; Role/Title: Educator/Instructor; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [Unscripted Arena with Tony Sablan; the nature of this business is to interview guests about their personal journey in life and what challenges they went through and how they overcome those challenges.; 14150 NE 20th St. Ste F1-200, Bellevue, WA 98007; Start Date 09/2023; Role/Title: Owner; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF Capital Edge Insurance & Financial Services, Inc. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; Associate; BELLEVUE, WA; START DATE: 02/2025]
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Sablan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 17, 2015 - Present
EAGLE STRATEGIES LLC
Office #2: 10885 Ne 4th Street Suite 1400, Bellevue, WA 98004RIA
CRD#: 110826
BELLEVUE, WA
Current
May 13, 2015 - Present
NYLIFE SECURITIES LLC
Office #1: 10885 Ne 4th Street Suite 1400, Bellevue, WA 98004BD
CRD#: 5167
Bellevue, WA
Past
July 9, 2013 - March 16, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
BELLEVUE, WA
Past
January 7, 2013 - March 16, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
BELLEVUE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/4/2020)
RR
California(1/4/2017)
RR
Colorado(11/16/2017)
RR
Florida(4/26/2023)
RR
Idaho(5/21/2020)
RR
Kansas(12/11/2020)
RR
Maryland(10/10/2019)
RR
New Jersey(12/13/2022)
RR
New York(6/9/2020)
RR
Ohio(2/26/2025)
RR
Oklahoma(6/13/2022)
RR
Oregon(6/4/2019)
RR
South Carolina(4/8/2020)
RR
Texas(11/15/2021)
IAR
Texas(11/23/2021)
RR
Utah(3/10/2020)
RR
Virginia(6/30/2020)
RR
Washington(5/13/2015)
IAR
Washington(6/17/2015)
RR
Wisconsin(11/12/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
