Jeffrey P. Little
Professional summary
Jeffrey Paul Little, who also goes by Jeffrey Little, Jeff Little, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Toledo, Ohio.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Paul Little's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Paul Little's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 6730 West Central Avenue, Toledo, OH 43617July 16, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 6730 West Central Avenue, Toledo, OH 43617July 14, 2023 - July 31, 2026
LPL FINANCIAL LLC
July 13, 2023 - July 31, 2026
LPL FINANCIAL LLC
September 20, 2022 - July 10, 2023
CITIZENS SECURITIES, INC.
September 20, 2022 - July 10, 2023
CITIZENS SECURITIES, INC.
March 24, 2022 - September 23, 2022
MML INVESTORS SERVICES, LLC
January 28, 2022 - September 23, 2022
MML INVESTORS SERVICES, LLC
February 5, 2021 - January 13, 2022
THE HUNTINGTON INVESTMENT COMPANY
November 22, 2017 - January 8, 2021
ALLSTATE FINANCIAL SERVICES, LLC
February 17, 2017 - November 30, 2017
MML INVESTORS SERVICES, LLC
March 13, 2015 - July 20, 2015
LPL FINANCIAL LLC
February 11, 2013 - March 20, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/31/2026)
(7/16/2026)
(7/17/2026)
(7/31/2026)
Exams
Series 7TO
Date: 2/24/2022
General Securities Representative ExaminationFINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
