PS
Patrick J. Swint
KNIGHTSBRIDGE VENTURES
Austin, TX
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CRD#: 6106183
PS
Professional summary
Patrick Joseph Swint is a registered financial advisor currently at KNIGHTSBRIDGE VENTURES located in Austin, Texas.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Patrick has worked at 6 firms and has passed the Series 63, Series 65, Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Salsa Properties, LLC (Texas LLC). Not investment-related. 3801 N Capital of Texas Hwy, E240, Austin, TX 78746. Business owner/ real estate; CEO/Managing Director; 01/2000; 0-10 hrs/month; not tied to trading; manage family office portfolio of commercial real estate. 2) Knightsbridge Ventures Ltd Co; Investment-related; 3801 N Capital of Texas Hwy, E240, Austin, TX 78746; Business Owner/ fund manager/ investment advisor/ real estate; CEO; 08/2017; 20-30 hrs/month; not tied to trading; meet with investors to co-invest in real estate private placements and sourcing real estate investment opportunities. 3) Wave Capital Securities; investment-related; 541 Orlando Ave, Ste 204, Maitland, FL 32751; Consultant/ Other; Securities Principal; 02/2019; 80 hrs/month; not tied to trading; raise equity for real estate developments. 4) Tidal Wave Properties LLC; not investment-related; 3801 N Capital of Texas Hwy, E240, Austin, TX 78746; Business Owner/ Real Estate; Real Estate Broker/ Managing Member; 2/2019; 5-10 hrs/month, not tied to trading; oversee commercial real estate transactions. 5) University of Texas UK Alumni Association; not investment-related; n/a; Non-profit; Board Member; 09/2018; 1-2 hrs/month, not tied to trading; organize fundraising event(s). 6) University of Chicago Alumni Association UK; not investment-related; n/a; Non-profit; Board Member; 07/2018; 1-2 hrs/month, not tied to trading; advise board and organize alumni events in London. AMIO Bank, a bank in Yerevan, Armenia with 16 branches. Not investment-related. Address is Yerevan Armenia; Commercial and retail bank; Supervisory Board Member/Member of Risk Committee/Member of Nomination and Compensation Committee; August 2022; Approx 5 hours per month/0 hours during securities trading hours; Attends board meetings by zoom and once yearly in person. MFM Global; Investment-related; Address is Zurich Switzerland. Private equity firm; Board member; August 2022; Approx 5 hours per month/0 hours during securities trading hours; Helps source real estate acquisitions. Alpha STAR SPAC; Investment-related; Address is Grand Cayman; SPAC (Special Acquisition Company), publicly traded on NASDAQ; Board Member; October 2022; Approx 5 hours per month/0 hours during securities trading hours; Duties include the audit committee, compensation committee and nominating and corporate governance committee.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Joseph Swint's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2024 - Present
KNIGHTSBRIDGE VENTURES
RIA
CRD#: 290448
Austin, TX
Past
December 18, 2020 - February 2, 2022
ROBERTS & RYAN, INC.
BD
CRD#: 19456
NEW YORK, NY
Past
March 15, 2019 - September 17, 2019
GROWTH CAPITAL SERVICES, INC.
BD
CRD#: 124658
CLAYMONT, DE
Past
October 23, 2018 - January 18, 2019
COBALT CAPITAL, INC.
BD
CRD#: 136161
LAKE MARY, FL
Past
February 7, 2018 - December 31, 2023
KNIGHTSBRIDGE VENTURES
RIA
CRD#: 290448
AUSTIN, TX
Past
July 7, 2016 - November 15, 2016
ACADEMY SECURITIES, INC.
BD
CRD#: 17433
NEW YORK, NY
Past
September 18, 2012 - June 24, 2014
DREXEL HAMILTON, LLC
BD
CRD#: 143570
MILWAUKEE, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/12/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 7/3/2019
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
KV
KNIGHTSBRIDGE VENTURES
KNIGHTSBRIDGE VENTURES | KNIGHTSBRIDGE VENTURES, LLC | KNIGHTSBRIDGE VENTURES LTD CO
CRD#: 290448 / SEC#:
California
Registered Investment Advisory firm - (1/17/2024 Revoked)Texas
Registered Investment Advisory firm - (2/12/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Austin, TX
Mailing Address
3801 N Capital Of Texas Hwy E240, Austin, TX 78746
Phone number
(512) 271-1050
Established
Firm type
Fiscal year end
# of Employees
1
0
Red Flags
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