Patrick Joseph Swint
Professional Summary
Patrick Joseph Swint is a registered financial advisor currently at KNIGHTSBRIDGE VENTURES located in Austin, Texas. Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Patrick has worked at 6 firms and has passed the Series 63, Series 65, Series 66, Series 79TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
KNIGHTSBRIDGE VENTURES | KNIGHTSBRIDGE VENTURES, LLC | KNIGHTSBRIDGE VENTURES LTD CO
Contact Information
Main Address
Austin, TXMailing Address
3801 N Capital Of Texas Hwy E240, Austin, TX 78746Phone Number
(512) 271-1050# of Employees
1Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/12/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jul 2019About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Patrick Joseph Swint's CRS (Customer Relationship Summary).
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