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PS

Patrick J. Swint

KNIGHTSBRIDGE VENTURES
Austin, TX
Some features on this profile are disabled
CRD#: 6106183
PS

Professional summary

Patrick Joseph Swint is a registered financial advisor currently at KNIGHTSBRIDGE VENTURES located in Austin, Texas.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Patrick has worked at 6 firms and has passed the Series 63, Series 65, Series 66, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Joseph Swint's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 12, 2024 - Present

KNIGHTSBRIDGE VENTURES

RIA
CRD#: 290448
Austin, TX
Past

December 18, 2020 - February 2, 2022

ROBERTS & RYAN, INC.

BD
CRD#: 19456
NEW YORK, NY
Past

March 15, 2019 - September 17, 2019

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
CLAYMONT, DE
Past

October 23, 2018 - January 18, 2019

COBALT CAPITAL, INC.

BD
CRD#: 136161
LAKE MARY, FL
Past

February 7, 2018 - December 31, 2023

KNIGHTSBRIDGE VENTURES

RIA
CRD#: 290448
AUSTIN, TX
Past

July 7, 2016 - November 15, 2016

ACADEMY SECURITIES, INC.

BD
CRD#: 17433
NEW YORK, NY
Past

September 18, 2012 - June 24, 2014

DREXEL HAMILTON, LLC

BD
CRD#: 143570
MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(2/12/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 4/8/2019
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/5/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/24/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/3/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/15/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/17/2012
General Securities Representative Examination

Current Firm

KV
KNIGHTSBRIDGE VENTURES
KNIGHTSBRIDGE VENTURES | KNIGHTSBRIDGE VENTURES, LLC | KNIGHTSBRIDGE VENTURES LTD CO

CRD#: 290448 / SEC#:

California
Registered Investment Advisory firm - (1/17/2024 Revoked)
Texas
Registered Investment Advisory firm - (2/12/2024 Approved)
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Contact information

Main Address
Austin, TX
Mailing Address
3801 N Capital Of Texas Hwy E240, Austin, TX 78746
Phone number
(512) 271-1050
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KNIGHTSBRIDGE VENTURES

CRD#: 290448Austin, TX

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