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Travis J. Hartman
INVESTMENT MANAGEMENT GROUP
Bozeman, MT 59718
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CRD#: 6106122
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Professional summary
Travis John Hartman is a registered financial advisor currently at INVESTMENT MANAGEMENT GROUP located in Bozeman, Montana.
Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Travis has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) I am a 50% owner of TJ Holdings, LLC, a company which purchases real estate and heavy equipment, then subsequently leases, re-sells, or develops those purchases for profit and income. This business was started in February of 2015, is non-investment related, and operates out of 905 Colorado St, Belgrade, MT 59714. I dedicate 4-5 hours each week to this business with 90% of that activity happening during non-trading hours. 2) I am a 37.5% owner of TBT Investment Partners, LLC, a real-estate holding company owning one commercial property in Montana and leasing it for income generation. This business was started in May of 2022, is non-investment related, and operates out of 905 Colorado St, Belgrade, MT 59714. The company currently owns property in Deer Lodge, MT and I dedicate 2-3 hours each week to this business with 90% of that activity happening during non-trading hours. 3) I am a 33.3% owner in Hartman Land & Livestock Company, LLC, a real-estate holding company owning 1610 acres of farm & ranchland in Montana and leasing the property for income generation. This business was started in March of 2018, is non-investment related, and operates out of 300 Pheasant Tail Ln, Dillon, MT 59725. The company owns property in north Phillips County, MT and I dedicate 2-3 hours each week to this business with 90% of that activity happening during non-trading hours. 4)Travis Hartman is engaged in a property management company, named 4GF Property Management, LLC. Travis Hartman is a 1/3 owner, and his primary responsibility is to deliver financial, clerical, and administrative duties for the company. Travis Hartman spends 1-2 hours per week on this business. Currently Travis isn't receiving any compensation from 4GF Property Management, LLC, but there may be owner distributions in the future when the property becomes profitable. No official duties of Stockman Wealth Management relate to the property management business.
CRS (Client Relationship Summary) - RIA
Click below to view Travis John Hartman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 26, 2022 - Present
INVESTMENT MANAGEMENT GROUP
Office #1: 1433 N 19th Ave, Bozeman, MT 59718RIA
CRD#: 122166
Bozeman, MT
Past
September 9, 2013 - August 5, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
BOZEMAN, MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IM
INVESTMENT MANAGEMENT GROUP
ANNACO INVESTMENT MANAGEMENT | STOCKMAN WEALTH MANAGEMENT, INC. | STOCKMAN WEALTH MANAGEMENT | STOCKMAN ASSET MANAGEMENT, INC. | INVESTMENT MANAGEMENT GROUP
CRD#: 122166 / SEC#: 801-61567
RIA
Registered Investment Advisory firm - (11/8/2002 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Montana(7/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IM
INVESTMENT MANAGEMENT GROUP
ANNACO INVESTMENT MANAGEMENT | STOCKMAN WEALTH MANAGEMENT, INC. | STOCKMAN WEALTH MANAGEMENT | STOCKMAN ASSET MANAGEMENT, INC. | INVESTMENT MANAGEMENT GROUP
CRD#: 122166 / SEC#: 801-61567
RIA
Registered Investment Advisory firm - (11/8/2002 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2700 King Ave. W, Billings, MT 59102
Mailing Address
P.o. Box 80850, Billings, MT 59108
Phone number
(406) 655-3960
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,813 |
| AUM (Assets Under Management) | $ 5,065,457,259 |
Red Flags
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Company Information
INVESTMENT MANAGEMENT GROUP
CRD#: 122166Bozeman, MT 59718TRUST BUT VERIFY
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