TN
Tsuneko Nakatani
EAGLE STRATEGIES LLC
BELLEVUE, WA 98004
Some features on this profile are disabled
CRD#: 6106015
TN
Professional summary
Tsuneko Nakatani, who also goes by Tsuneko Thompson, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Bellevue, Washington and NYLIFE SECURITIES LLC located in Bellevue, Washington.
Tsuneko is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Tsuneko has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tsuneko Thompson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Rental Property; Residential rental property; 3913 Ingleside Dr SE, Lacey, WA 98503; Start Date: 05/2012; Role/Title: Owner; Investment related; 2 hours per month; 2 hours per month during securities trading hours] [The Episcopal Diocese of Olympia; Regional religious governing unit in the US Episcopalian Church.; 1551 10th Ave E, Seattle, WA 98102; Start Date 11/2020; Role/Title: Volunteer; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; standing committee is the council of advice for the bishop and has many responsibilities both locally and nationally. This includes participation in the consent process for ordination, judicial responsibilities in cases of clergy misconduct, and responsibilities to include giving or withholding consent to the election of bishops within the wider Episcopal Church] [Church of Holy Cross Episcopal; The religious organization in Episcopal Christian faith serving the local community; 11526 162nd Ave NE, Redmond, WA 98052; Start Date 01/2023; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Being a member of the 10-member board, I participate in a 1~1.5 hour board meeting on one evening monthly, discuss and assist the church operations] [Renton Chambers of Commerce; A local city Chamber of Commerce, promoting the local business and local business networks. ; 625 S 4th St, Renton, WA 98057; Start Date 04/2017; Role/Title: Volunteer; Not Investment Related; 8 hours per month; 2 hours per month during securities trading hours; chamber's ambassadors, and my role is to promote membership and network in the community by visiting local business owners and active people] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 10885 4th St Ste 1400, Bellevue, WA 98004; Start Date 01/2023; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [East-West Financial Services - WA; to pay employees as a recently hired employee requests a W-2 position; 10885 NE 4th St Ste 1400, Bellevue, WA 98003; Start Date 06/2024; Role/Title: Owner; Investment Related; 160 hours per month; 80 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Tsuneko Nakatani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2023 - Present
EAGLE STRATEGIES LLC
Office #1: 10885 Ne 4th Street Suite 1400, Bellevue, WA 98004RIA
CRD#: 110826
BELLEVUE, WA
Current
January 1, 2013 - Present
NYLIFE SECURITIES LLC
Office #1: 10885 Ne 4th Street Suite 1400, Bellevue, WA 98004BD
CRD#: 5167
Bellevue, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2014)
RR
Colorado(2/22/2022)
RR
Hawaii(4/10/2014)
RR
New York(5/23/2022)
RR
North Carolina(9/24/2021)
RR
Pennsylvania(9/23/2021)
RR
Texas(2/1/2022)
RR
Virginia(5/18/2023)
RR
Washington(1/17/2013)
IAR
Washington(5/4/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/18/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
