Silas L. Peters

BLUE MARLIN ADVISORS

Fairhope, AL

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CRD#: 6105723

Professional summary

Silas Levi Peters is a registered financial advisor currently at BLUE MARLIN ADVISORS, LLC located in Fairhope, Alabama.

Silas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Silas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 34, Series 3 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Ocean Capital Partners dba Seasonal Swing Trader; Investment Related; Fairhope, AL; Financial Publishing Company; Founder & Managing Partner; Start Date 05/2011; Approximately 80 hours/mo and approximately 20/hrs month during securities trading hours; Provide education and tools related to markets (stocks, futures, commodities, etc) via on-demand courses, software and indicators. Note that no personalized or tailored advice is given nor provided. 2.) T2 Markets LLC; Investment Related; Fairhope, AL; Financial Publishing Company; Owner, Manager, Member; Start Date 01/2025; Approximately 80 hours/month with approximately 20 hours/month during securities trading hours; Providing education and tools related to markets (stocks, futures, commodities, etc.) via on-demand courses, software, and indicators. Note that no personalized or tailored advice is offered or provided.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Silas Levi Peters's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2022 - Present

BLUE MARLIN ADVISORS, LLC

RIA

CRD#: 305906

Fairhope, AL

Past

July 27, 2016 - June 16, 2017

GAR WOOD SECURITIES, LLC

CRD#: 138033

NAPERVILLE, IL

Past

February 2, 2015 - October 28, 2015

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

TUPELO, MS

Past

January 20, 2015 - October 28, 2015

INVEST FINANCIAL CORPORATION

CRD#: 12984

TUPELO, MS

Past

February 19, 2013 - December 17, 2014

CLEARPOINT CAPITAL MANAGEMENT LLC

RIA

CRD#: 166527

MOBILE, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/6/2022)

IAR

California
(4/29/2022)

IAR

Florida
(6/7/2022)

IAR

Texas
(4/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/2/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/16/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/2015

General Securities Representative Examination

General Industry/Product Exam

Series 34

Date: 9/9/2011

Retail Off-Exchange FOREX Examination

General Industry/Product Exam

Series 3

Date: 9/11/2008

National Commodity Futures Examination

Principal/Supervisory Exam

Series 30

Date: 11/11/2016

NFA Branch Manager Examination

Current Firm

BLUE MARLIN ADVISORS, LLC

CRD#: 305906 / SEC#:

Alabama

Registered Investment Advisory firm - (7/6/2022 Approved)

California

Registered Investment Advisory firm - (3/4/2021 Approved)

Florida

Registered Investment Advisory firm - (2/13/2020 Approved)

New Mexico

Registered Investment Advisory firm - (9/7/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/20/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411-6742

Mailing Address

Phone number

(407) 498-5778

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 1,955,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Silas L. Peters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Silas Levi Peters's CRS (Customer Relationship Summary).

Certified licenses

Experience

GAR WOOD SECURITIES, LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

CLEARPOINT CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2022

Series 63

Date: 2/2/2015

SIE

Date: 6/16/2017

Series 7

Date: 1/20/2015

Series 34

Date: 9/9/2011

Series 3

Date: 9/11/2008

Series 30

Date: 11/11/2016

Current Firm

BLUE MARLIN ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUE MARLIN ADVISORS, LLC

TRUST BUT VERIFY

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