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RM

Randall Mauro

RESNN INVESTMENTS
Highlands Ranch, CO
Some features on this profile are disabled
CRD#: 6105715
RM

Professional summary

Randall Mauro, who also goes by R Mauro, Randall Steven Mauro, Randy Steven Mauro, is a registered financial advisor currently at RESNN INVESTMENTS, LLC located in Highlands Ranch, Colorado.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Randall has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

R Mauro | Randall Steven Mauro | Randy Steven Mauro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Mauro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 2, 2012 - Present

RESNN INVESTMENTS, LLC

RIA
CRD#: 165087
Highlands Ranch, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(11/2/2012)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/21/2012
Uniform Investment Adviser Law Examination

Current Firm

RI
RESNN INVESTMENTS, LLC
MAURO, RANDALL STEVEN | RESNN INVESTMENTS, LLC | RESNN INVESTMENTS

CRD#: 165087 / SEC#:

Colorado
Registered Investment Advisory firm - (11/2/2012 Approved)
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Contact information

Main Address
Highlands Ranch, CO
Mailing Address
Phone number
818,985,2OOO ,,,,,,
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts4
AUM (Assets Under Management)$ 3,711,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RESNN INVESTMENTS, LLC

CRD#: 165087Highlands Ranch, CO

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