TM
Tracey E. Marz
GWN SECURITIES
Port Jefferson, NY 11777
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CRD#: 6105423
TM
Professional summary
Tracey E Marz is a registered financial advisor currently at GWN SECURITIES INC. located in Port Jefferson, New York.
Tracey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Tracey has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1--TILE CONSTRUCTION COMPANY, BOOKKEEPER, VICE PRESIDENT. I HAVE BEEN WITH THE COMPANY SINCE IT'S INCEPTION. I WORK APPROXIMATELY 5-10 HOURS A WEEK KEEPING THE BOOKS AND FILES IN GOOD ORDER. MY HUSBAND STARTED THE BUSINESS IN 1990. THE ONLY TIME SPENT ON THIS BUSINESS IS IN THE EVENINGS, WHICH REQUIRES APPROXIMATELY 1 HOUR OF MY TIME. 2--MARZ TILE POSITION: Vice President NATURE: He is a contractor and tile installer. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/31/1990 ADDRESS: 65 College Road, Selden NY 11784, United States DESCRIPTION: I do all bookkeeping, payroll and keep the files in order. 3--TRACEY E MARZ INC POSITION: President NATURE: Selling life insurance and or annuities, getting quotes, the best possible interest rates and writing up applications. INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2015 ADDRESS: 662 Main Street, Port Jefferson NY 11777, United States DESCRIPTION: Selling life insurance and or annuities, getting quotes, the best possible interest rates and writing up applications. 4--EUGENE DONOHUE Is Investment Related, DBA, Financial Professional, 2016-02-05, 160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment sales.
CRS (Client Relationship Summary) - RIA
Click below to view Tracey E Marz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tracey E Marz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2021 - Present
GWN SECURITIES INC.
Office #1: 662 Main Street, Port Jefferson, NY 11777RIA
BD
CRD#: 128929
Port Jefferson, NY
Current
March 3, 2016 - Present
GWN SECURITIES INC.
Office #1: 662 Main Street, Port Jefferson, NY 11777RIA
BD
CRD#: 128929
Port Jefferson, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/15/2025)
RR
California(6/6/2024)
RR
Florida(8/18/2017)
RR
New Jersey(3/15/2024)
RR
New York(5/31/2017)
IAR
New York(5/19/2021)
RR
South Carolina(10/28/2025)
RR
Texas(5/30/2024)
RR
Vermont(7/18/2023)
RR
Virginia(1/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Port Jefferson, NY 11777TRUST BUT VERIFY
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