Jason C. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Christopher Smith, who also goes by Jason C Smith, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2012. Jason had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2019 - October 28, 2022
J.H. SMITH PARTNERS & CO.
February 14, 2018 - February 14, 2019
KANEN WEALTH MANAGEMENT LLC
August 5, 2013 - February 1, 2017
VALIC FINANCIAL ADVISORS, INC.
June 19, 2013 - February 1, 2017
VALIC FINANCIAL ADVISORS, INC.
September 27, 2012 - January 18, 2013
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.H. SMITH PARTNERS & CO.
CRD#: 300494 / SEC#: 802-114734
Contact information
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 3,259,528 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 3/5/2019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
