Jason C. Smith
Professional summary
Jason Christopher Smith, who also goes by Jason C Smith, is a registered financial professional currently at CIM SECURITIES, LLC located in Palmer, Alaska.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2012. Jason has worked at 5 firms and has passed the Series 66, Series 82TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Christopher Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2026 - Present
CIM SECURITIES, LLC
Office #1: Tract B; Asls 77-149, Plat 79-3, Palmer, AK 99645March 13, 2019 - October 28, 2022
J.H. SMITH PARTNERS & CO.
February 14, 2018 - February 14, 2019
KANEN WEALTH MANAGEMENT LLC
August 5, 2013 - February 1, 2017
VALIC FINANCIAL ADVISORS, INC.
June 19, 2013 - February 1, 2017
VALIC FINANCIAL ADVISORS, INC.
September 27, 2012 - January 18, 2013
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 8/10/2026
Limited Representative-Private Securities OfferingsFINRA
Current Firm
CIM SECURITIES, LLC
CRD#: 120852 / SEC#: , 8-65351
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHOICE INVESTMENT MANAGEMENT LLC | SHAREHOLDER | |
| EMERSON, BRYAN TILLER | CEO, CCO, FINOP | 4155238 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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