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BG

Benjamin Gonzalez

HMP CAPITAL
OAK BROOK, IL 60523
Some features on this profile are disabled
CRD#: 6105135
BG

Professional summary

Benjamin Gonzalez is a registered financial professional currently at HMP CAPITAL, LLC located in Oak Brook, Illinois.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2022. Benjamin has worked at 2 firms and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Gonzalez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 24, 2025 - Present

HMP CAPITAL, LLC

Office #1: 1211 W. 22nd Street, Oak Brook, IL 60523
BD
CRD#: 325528
OAK BROOK, IL
Past

August 15, 2022 - March 2, 2023

IOI CAPITAL AND MARKETS, LLC

BD
CRD#: 290944
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(4/9/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/29/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 2/21/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 8/15/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/19/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

HC
HMP CAPITAL, LLC
HARNEY CAPITAL, LLC | HMP CAPITAL, LLC

CRD#: 325528 / SEC#: , 8-71088

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1211 W. 22nd Street, Oak Brook, IL 60523
Mailing Address
1211 W. 22nd Street, Oak Brook, IL 60523
Phone number
(847) 691-2587
Established
Delaware since 02/17/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HMP CAPITAL HOLDINGS, LLCMEMBER
AMSBERRY, RICHARD FRANCISFINOP/PPO/PFO2917504
KEANE, JAMES G.MANAGER7722981
WELCHKO, ERIC MICHAELPRESIDENT/MANAGER/CCO6100005

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HMP CAPITAL, LLC

CRD#: 325528Oak Brook, IL 60523

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