Weston C. Haaf

VANTAGE WEALTH MANAGEMENT LLC | Vice President, Financial Consultant

Sunnyvale, TX

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CRD#: 6105040

Professional summary

Weston Charles Haaf, CFP® is a registered financial advisor currently at VANTAGE WEALTH MANAGEMENT LLC located in Sunnyvale, Texas.

Weston is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Weston has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

I believe that clients and their families deserve a personalized approach to developing and maintaining their financial plans. It is important to me to fully understand each unique situation and build lasting relationships. I help my clients with setting goals in line with their values, evaluating risks, and collaboratively adjusting plans over time so they can work toward their full financial potential.

Question & Answer

What are your service offerings?

Retirement Planning

Life Transitions

Social Security Planning

Retirement Income Management

Inheritance

Budgeting

Tax Planning

Education Planning

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Estate Planning

Insurance Planning

Debt Management

Investment Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Weston Charles Haaf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Education

Trinity University

Bachelor of Science (BS) - Finance and Marketing

2012

Experience

Current

March 6, 2023 - Present

VANTAGE WEALTH MANAGEMENT LLC

RIA

CRD#: 324061

Sunnyvale, TX

Past

July 13, 2018 - March 8, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

August 5, 2013 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

DALLAS, TX

Past

October 12, 2012 - March 7, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/7/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/26/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/2012

General Securities Representative Examination

Current Firm

VANTAGE WEALTH MANAGEMENT LLC

HAAF, WESTON | WESTON HAAF | VANTAGE WEALTH MANAGEMENT LLC

CRD#: 324061 / SEC#:

Texas

Registered Investment Advisory firm - (3/6/2023 Approved)

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Contact information

Main Address

Sunnyvale, TX

Mailing Address

609 S. Goliad St. #2109, Rockwall, TX 75087

Phone number

(214) 395-6590

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	98
AUM (Assets Under Management)	$ 54,176,586

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Weston C. Haaf

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Weston Charles Haaf's CRS (Customer Relationship Summary).

Certified licenses

Education

Trinity University

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/7/2013

Series 63

Date: 11/26/2012

SIE

Date: 10/1/2018

Series 7

Date: 10/11/2012

Current Firm

VANTAGE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VANTAGE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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