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KR

Kody E. Rogers

WMX ADVISORS DBA WEALTH MANAGEMENT EXPERIENCE
Saint George, UT 84790
Some features on this profile are disabled
CRD#: 6104818
KR

Professional summary

Kody Edwin Rogers is a registered financial advisor currently at WMX ADVISORS, LLC DBA WEALTH MANAGEMENT EXPERIENCE located in Saint George, Utah.

Kody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Kody has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Registered Utah State Insurance Agent: Variable Life & Variable Annuity. Investment-Related. 230 N 1680 E Bldg T2, Saint George UT 84790. 20 hours per month, 5 hours during trading. May recommend insurance products and may also, as an independent insurance agent, sell those recommended insurance products to Clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kody Edwin Rogers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 28, 2021 - Present

WMX ADVISORS, LLC DBA WEALTH MANAGEMENT EXPERIENCE

Office #1: 230 North 1680 East Bldg W-2, Saint George, UT 84790
RIA
CRD#: 315122
Saint George, UT
Past

June 15, 2020 - May 11, 2021

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
St George, UT
Past

June 12, 2020 - May 11, 2021

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
St George, UT
Past

October 18, 2012 - June 9, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAINT GEORGE, UT
Past

September 18, 2012 - June 9, 2020

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SAINT GEORGE, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(6/28/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/17/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/27/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/17/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

WA
WMX ADVISORS, LLC DBA WEALTH MANAGEMENT EXPERIENCE
WEALTH MANAGEMENT EXPERIENCE | WMX ADVISORS, LLC DBA WEALTH MANAGEMENT EXPERIENCE | WMX ADVISORS, LLC

CRD#: 315122 / SEC#:

Utah
Registered Investment Advisory firm - (6/28/2021 Approved)
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Contact information

Main Address
230 North 1680 East Bldg W-2, Saint George, UT 84790
Mailing Address
Phone number
(435) 668-7035
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

WMX ADVISORS, LLC DBA WEALTH MANAGEMENT EXPERIENCE

CRD#: 315122Saint George, UT 84790

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