Shonty A. Spatola
PACIFIC OAK FINANCIAL PLANNING LLC
Woodland Hills, CA 91367
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CRD#: 6104598
Professional summary
Shonty Aye Spatola, CFP®, who also goes by Shonty A. Spatola, is a registered financial advisor currently at PACIFIC OAK FINANCIAL PLANNING LLC located in Woodland Hills, California.
Shonty is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Shonty has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Biography
I'm a CPA and also a CERTIFIED FINANCIAL PLANNER. Working in financial services for nearly 20 years, I specialize in practical fee-only personal financial planning, investment management, tax preparation and tax planning. I enjoy helping individuals in the later stages of the careers, young professionals, business owners, health care professionals, entertainment professionals, small businesses and retirees.
Question & Answer
What are your service offerings?
Insurance Planning
Estate Planning
Comprehensive Financial Planni...
Tax Planning
Employee and Employer Plan Ben...
Investment Planning
Retirement Planning
Small Business Planning
Do you have an area of expertise or specialization?
AUM
Entrepreneurs
Fixed Fee (Subscription, Retai...
Professional Athletes or Enter...
Socially Responsible Investmen...
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
Shonty A. Spatola
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 2012-PRESENT: SPATOLA & COMPANY CPA, INC./NOT INVESTMENT RELATED/LOS ANGELES, CA/ACCOUNTING/OWNER & MANAGING DIRECTOR/MAY INVOLVE UP TO 90% TIME EACH MONTH, INCLUDING DURING MARKET HRS.//(2) 2015-PRESENT: INDEPENDENT REAL ESTATE AGENT/NOT INVESTMENT RELATED/LOS ANGELES, CA/REAL ESTATE SALES AGENT/INVOLVES LESS THAN 10% TIME EACH MONTH, INCLUDING DURING MARKET HOURS.//
CRS (Client Relationship Summary) - RIA
Click below to view Shonty Aye Spatola's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
June 24, 2015 - Present
PACIFIC OAK FINANCIAL PLANNING LLC
Office #1: 6303 Owensmouth Ave 10th Floor, Woodland Hills, CA 91367RIA
CRD#: 226649
Woodland Hills, CA
Past
July 24, 2014 - June 16, 2015
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
LOS ANGELES, CA
Past
December 9, 2013 - June 16, 2015
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
LOS ANGELES, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/24/2015)
IAR
Texas(4/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PO
PACIFIC OAK FINANCIAL PLANNING LLC
PACIFIC OAK FINANCIAL PLANNING | PACIFIC OAK WEALTH MANAGEMENT LLC | PACIFIC OAK FINANCIAL PLANNING LLC
CRD#: 226649 / SEC#:
California
Registered Investment Advisory firm - (6/24/2015 Approved)Texas
Registered Investment Advisory firm - (4/16/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6303 Owensmouth Ave 10th Floor, Woodland Hills, CA 91367
Mailing Address
Phone number
(818) 208-8686
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 6,232,000 |
Red Flags
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Company Information
PACIFIC OAK FINANCIAL PLANNING LLC
CRD#: 226649Woodland Hills, CA 91367TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
