Shi Zhou
Professional summary
Shi Zhou, who also goes by Shi Zhou Ms, is a registered financial advisor currently at STONE CAPITAL PARTNERS, LLC located in Rego Park, New York.
Shi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Shi has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shi Zhou's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2021 - Present
STONE CAPITAL PARTNERS, LLC
December 11, 2019 - February 8, 2021
CRAFT CAPITAL MANAGEMENT LLC
July 10, 2019 - September 19, 2019
CAPE SECURITIES INC.
July 28, 2015 - January 2, 2018
WILMINGTON CAPITAL SECURITIES, LLC
August 18, 2014 - July 30, 2015
FOREFRONT CAPITAL MARKETS LLC
April 2, 2014 - May 28, 2014
ALLIED MILLENNIAL PARTNERS, LLC
August 10, 2012 - January 17, 2014
NSM SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/3/2021)
Exams
Series 7TO
Date: 7/22/2022
General Securities Representative ExaminationCurrent Firm
STONE CAPITAL PARTNERS, LLC
CRD#: 311973 / SEC#:
Contact information
Red Flags
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