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JM

Joseph S. Mohr

LOCUST WALK SECURITIES
Boston, MA 02116
Some features on this profile are disabled
CRD#: 6104499
JM

Professional summary

Joseph Sutton Mohr III, who also goes by Jay Mohr, Joseph S. Mohr, Joseph Sutton Mohr, is a registered financial professional currently at LOCUST WALK SECURITIES, LLC located in Boston, Massachusetts.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2013. Joseph has worked at 1 firm and has passed the Series 63, SIE, Series 79 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jay Mohr | Joseph S. Mohr | Joseph Sutton Mohr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Sutton Mohr III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 2, 2019 - Present

LOCUST WALK SECURITIES, LLC

Office #1: 420 Boylston Street Floor 6, Boston, MA 02116Office #2: 420 Boylston Street Floor 6, Boston, MA 02116
BD
CRD#: 156174
Boston, MA
Past

March 19, 2013 - November 14, 2017

LOCUST WALK SECURITIES, LLC

BD
CRD#: 156174
NEEDHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(9/2/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 6/10/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/14/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 3/18/2013
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/11/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LW
LOCUST WALK SECURITIES, LLC
LOCUST WALK SECURITIES, LLC | LWP ADVISORS, LLC

CRD#: 156174 / SEC#: , 8-68771

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
420 Boylston Street Floor 6, Boston, MA 02116
Mailing Address
420 Boylston Street Floor 6, Boston, MA 02116
Phone number
(617) 300-0161
Established
Delaware since 12/14/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LOCUST WALK PARTNERS LLCPARENT- OWNER
CAMISA, KATHLEEN NMNFINOP3239619
MEYERSON, GEOFFREY HARRISMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER3049789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LOCUST WALK SECURITIES, LLC

CRD#: 156174Boston, MA 02116

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