Brent E. Carlson
Professional summary
Brent Eric Carlson, who also goes by Brent E Carlson, Brent Carlson, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Fremont, California and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Brent has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brent Eric Carlson's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2025 - Present
SCHWAB WEALTH ADVISORY, INC.
May 16, 2019 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124August 3, 2019 - December 15, 2025
CHARLES SCHWAB & CO., INC.
August 29, 2012 - May 18, 2015
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2023)
(5/20/2019)
(8/3/2019)
(12/15/2025)
(5/12/2023)
(5/12/2023)
(5/12/2023)
(5/12/2023)
(1/2/2026)
(5/12/2023)
(5/12/2023)
(5/12/2023)
(5/12/2023)
(5/12/2023)
(5/12/2023)
(5/12/2023)
Exams
Series 7TO
Date: 5/16/2019
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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