Adam B. Parrie

RICE, VOELKER

Rayville, MO

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CRD#: 6104343

Professional summary

Adam Brian Parrie is a registered financial advisor currently at RICE, VOELKER, LLC located in Rayville, Missouri.

Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Adam has worked at 4 firms and has passed the Series 66, Series 99TO, Series 57TO, SIE, Series 52, Series 7, Series 6, Series 27, Series 4, Series 53, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Non Public Arbitrator for FINRA located at 120 W 12th St #800 Kansas City, MO 64105. This business is investment related spending 1-9% of his time during market hours. Compensation represents 1-9% of his annual income.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Brian Parrie's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2025 - Present

RICE, VOELKER, LLC

RIA

CRD#: 39838

Rayville, MO

Current

November 7, 2023 - Present

RICE, VOELKER, LLC

Office #1: 625 Girod St Suite B, Mandeville, LA 70448

RIA

CRD#: 39838

Mandeville, LA

Past

August 11, 2022 - October 31, 2023

PROSPERA FINANCIAL SERVICES, INC.

RIA

CRD#: 10740

DALLAS, TX

Past

August 11, 2022 - October 31, 2023

PROSPERA FINANCIAL SERVICES, INC.

CRD#: 10740

DALLAS, TX

Past

July 21, 2021 - August 25, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

OVERLAND PARK, KS

Past

July 21, 2021 - August 25, 2022

LPL FINANCIAL LLC

CRD#: 6413

OVERLAND PARK, KS

Past

May 19, 2016 - July 21, 2021

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

June 19, 2015 - July 21, 2021

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(7/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/19/2016

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2024

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 8/30/2021

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 2/13/2017

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 2/12/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/19/2015

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 27

Date: 12/30/2023

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 4/20/2018

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/10/2017

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/1/2016

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 10/13/2015

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

RICE, VOELKER, LLC

CAERLEON CAPITAL, L.L.C. | TRACEEQUITY | RICE, VOELKER, LLC | RICE, VOELKER BROTHERS & FRANTZEN, L.L.C.

CRD#: 39838 / SEC#: , 8-48854

Louisiana

Registered Investment Advisory firm - SEC (7/24/2025 Approved)

Terminated by SEC on 11/24/2025

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Contact information

Main Address

625 Girod Street, Suite B, Mandeville, LA 70448

Mailing Address

Phone number

(985) 898-3477

Established

Louisiana since 10/05/1995

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ARMAND, CORY BLAINE	EXECUTIVE OFFICER/ MANAGING PARTNER	4823186
JOSEPH, SEYMOUR BENJAMIN IV	PARTNER	4746553
LAMBERT, DALTON GRANT	PARTNER	2795165
PARRIE, ADAM BRIAN	CCO / FINOP	6104343

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Adam B. Parrie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Brian Parrie's CRS (Customer Relationship Summary).

Certified licenses

Experience

RICE, VOELKER, LLC

PROSPERA FINANCIAL SERVICES, INC.

PROSPERA FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 5/19/2016

Series 99TO

Date: 1/2/2024

Series 57TO

Date: 8/30/2021

SIE

Date: 10/1/2018

Series 52

Date: 2/13/2017

Series 7

Date: 2/12/2016

Series 6

Date: 6/19/2015

Series 27

Date: 12/30/2023

Series 4

Date: 4/20/2018

Series 53

Date: 3/10/2017

Series 24

Date: 4/1/2016

Series 26

Date: 10/13/2015

FINRA

Current Firm

RICE, VOELKER, LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

RICE, VOELKER, LLC

TRUST BUT VERIFY

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