Timothy M. Pekar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Mack Pekar, who also goes by Timothy Pekar, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2012. Timothy had worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2015 - October 22, 2020
CORECAP INVESTMENTS, LLC
March 9, 2015 - March 19, 2015
EDWARD JONES
June 19, 2014 - January 30, 2015
CORECAP INVESTMENTS, LLC
October 11, 2012 - June 19, 2014
GRADIENT SECURITIES, LLC
August 21, 2012 - October 4, 2012
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORECAP INVESTMENTS, LLC
CRD#: 37068 / SEC#: , 8-47783
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
